Sr. Client Comp Professional role

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready to take the next step, discover what’s possible with LPL Financial.

Job Overview:

The Senior Client Compensation Professional in the Processing department’s main role is to be first point of contact with sponsors to build rapport and communicate on impact of commission related instances on the advisor experience. This role may assist in supporting staff responsible for assisting internal partners with billing related items, and assist in planning/supporting extensive, high impact projects and initiatives to ensure successful outcomes and results for our department and advisors.

Responsibilities:

• Handling inquiries and requests through multiple contact points such as phone calls and email.

• Initiating outbound calls and emails to third-party sponsors and carriers to research commissions and trails.         

• Processing commissions funds received via wire/check with corresponding statement from sponsor.

• Owning the sponsor relationship to provide better advisor experience.

• Processing transactions to ensure timely and proper payments flow accurately.

• Specializing in assign product to attend meetings, become a subject matter expert, and be a liaison for relationship managers.                       

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

• 1 year of experience in operational support or customer service.

Core Competencies:

• Excellent phone communication and listening skills

• Self-motivated and adaptive to a fast-paced, changing environment

• Organizational and critical thinking skills

Preferences:

• Associates or Bachelor’s degree

• Securities Industry Essentials (SIE) Certification

#LI-PA

 

Pay Range:

$18.35-$30.59/hour

 

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace. LPL supports over 29,000 financial advisors and the wealth-management practices of 1,100 financial institution, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

For further information about LPL, please visit www.lpl.com.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated pl