Senior Associate Advisor

Allworth Financial (www.allworthfinancial.com) is an independent investment financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth Financial delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement.

Allworth Financial is a high growth, private equity backed, multi branch Registered Investment Advisor. Founded in Sacramento, California, in 1993, and still run by its original founders, Scott Hanson and Pat McClain, Allworth is primarily a fee-based, employee-centric fiduciary advisory firm, that prides itself on emphasizing client well-being and education. The business is a multi-billion dollar firm and is on track for continued growth through both acquisitions and strong organic growth. Allworth is considered a great place to work and was once again given the prestigious “Circle of Excellence” award by the National Business Research Institute for employee and client satisfaction in 2021, placing it among the best-loved brands in America. Allworth Financial was also recognized as a Barron's Top 40 RIA in 2022.

SUMMARY:

The Senior Associate Advisor provides ongoing service and advice to local Riverwood clients.

This is a Full-Time, Exempt position in our Riverwoods office. The salary range for this position is between$70,000 and $80,000 based on the candidate's experience.

 

DUTIES AND RESPONSIBILITIES:

• Assist local Riverwood Financial Advisor with the management of client relationships.

• Review financial plans with clients on annual basis to enable Allworth to fulfill its fiduciary mission in planning and investment management.
• Communicate updates from Investment Management Team to clients as needed, answer questions regarding allocation, methodology, etcetera.
• Assists and presents in Financial Advisor client appointments.

• Creates, updates, and implements financial plans for his/her clients.
• Mentors and assists with training of Associate Advisors as needed.
• Performs various tasks and research relating to casework for local Riverwood clients.
• Assists with future and existing client communication.
• Attends company events, including workshops and seminars.
• Takes appropriate steps to obtain the CFP® designation if applicable.

 

QUALIFICATIONS:

• BS/BA in Business Finance, Economics, or related field
• In pursuit or have obtained CFP® designation
• Self-starter, with the ability to work independently
• Strong communication, teamwork, and relationship-building skills
• Demonstrates ability to learn related financial and office programs and systems

BENEFITS

We value our associates’ time and effort. Our commitment to your success is enhanced by our competitive base pay and an extensive benefits package, including:

• Medical: Blue Shield (HMO, PPOs and HDHP with HSA) plans and Kaiser (HMO and HDHP with HSA) plans for California associates
• Dental insurance with MetLife
• Vision insurance with VSP
• Optional supplemental benefits
• Healthcare savings accounts with company contribution
• Flexible spending accounts
• Flexible working arrangements
• Generous 401K contributions 
• Exempt associates qualify for our flexible paid time off policy.
• Non-Exempt associates will receive 25.5 days of paid time off annually, which includes holidays, during the first three years of employment. 
• Option to participate in our Equity Purchase Program
• Future growth opportunities within the company

In addition, we work to maintain the best possible environment for our associates, where people can learn and grow with the firm. We strive to provide a collaborative, creative environment where each person feels encouraged to contribute to our processes, decisions, planning and culture.

Benefits are available to full-time associates who work more than 30 hours a week.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. Typical reporting relationships are described, but actual relationships may vary in some instances. This job description is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job.

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