Senior Due Diligence Consultant - Financial Crimes Operations

About this role:

Wells Fargo is seeking a Senior Due Diligence Consultant as part of the Quality Control Team within Financial Crimes Operations. Learn more about the career areas and business divisions at wellsfargojobs.com.

In this role, you will:

• Participate in conducting due diligence programs on moderately complex initiatives and deliverables within functional area and contribute to large scale planning related to functional area deliverables
• Provide subject matter expertise on due diligence documentation requirements and data sources
• Support business in execution of due diligence reporting processes and controls, interpret policies, guidelines and governance programs
• Review and analyze client onboarding processes and challenges that require research, investigation, evaluation, and selection of alternatives
• Provide subject matter expertise on documentation and data sources and exercise independent judgment to guide moderate to high-risk deliverables
• Compile and evaluate report results and escalate when necessary
• Resolve moderately complex issues and lead team to meet functional area process deliverables
• Leverage solid understanding of the function, policies, procedures and compliance requirements
• Collaborate and consult with peers, colleagues, managers and internal and external customers to resolve issues and achieve goals
• Manage workstreams within the Corporate Politically Exposed People (PEP) team, Client Customer Onboarding and Ongoing Customer Due Diligence volumes
• Maintain risk management program in Quality Control
• Manage and meet service level expectations related to resolving data quality issues, drive efficiencies and reduce the overall data quality issue volume
• Review reporting, ensure SLA and KPI standards are met and support individual employee development
• Drive successful results and continual process improvement
• Provide support to interpret policies, guidelines and governance programs
• Support business in execution of due diligence reporting processes and controls
• Review and analyze PEP processes or challenges that require research, evaluation, and selection of alternatives
• Exercise independent judgment to guide medium risk deliverables
• Aggregate, evaluate and report results and escalate where necessary
• Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in the PEP function, policies, procedures and compliance requirements

Required Qualifications:

• 4+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management) demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Financial Crimes Operations experience
• 3+ years working knowledge of Bank Secrecy Act (BSA)/ Anti-Money Laundering (AML) programs including Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Customer Identification Program (CIP) and / or other related risk and regulatory disciplines
• 4+ years of Quality Control experience
• Analytical skills with high attention to detail and accuracy
• Ability to interact with all levels of an organization
• Ability to operate independently with minimal supervision, and effectively manages work requests to meet performance expectations
• Ability to dissect complex organizational structures to complete due diligence quality reviews
• Ability to handle confidential material in a professional manner
• Ability to articulate complex concepts in a clear manner
• Ability to prioritize tasks, achieve goals, and work under pressure in a dynamic and complex environment
• Ability to collaborate with geographically dispersed teams
• Ability to navigate through ambiguity and maintain momentum driving for results and clarity in uncertain situations
• Intermediate Microsoft Office skills
• Intermediate verbal, written, and interpersonal communication skills

Job Expectations:

• Ability to work on-site at the work location

Locations:

• 1150 W Washington St TEMPE, AZ 85288

Required location listed above. Relocation assistance is not available for this position.

N/A

Posting End Date: 

8 Mar 2025

*Job posting may come down early due to