Sr Manager, AML Risk Assessment
Capital OneAbout the role
Anti-Money Laundering (AML) is a key risk function within Capital One’s Compliance & Ethics (C&E). In this role, you will work within Capital One’s AML Program Risk Office (AMLPRO), and partner with stakeholders across all of Capital One’s lines of businesses. You will be responsible for leading a team of risk assessors through the execution of Capital One’s enterprise-wide money laundering and sanctions risk assessment. This leader will also be responsible for driving quality and consistency in the analysis and interpretation of results for risk assessments and helping the business understand implications of potential recommendations and determine next steps.
Senior Risk Managers at Capital One are highly motivated Risk Management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.
Responsibilities:
Manage and develop a team of risk assessors
Lead the execution of the enterprise Money Laundering and Sanctions risk assessment.
Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework.
Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc. to achieve objectives.
Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization.
Write and revise documents such as policies, standards, procedures, and guidelines. Develop and enhance processes, tools, templates, and job aides. Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods.
Partner with oversight groups to advance Capital One’s risk assessments.
Interface with regulators and audit partners, representing the AML Risk Assessment function.
Engage in new projects and ad-hoc leadership activities, as requested by senior leadership.
Basic Qualifications:
Bachelor's Degree or Military experience
At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
At least 5 years of project management experience
At least 5 years of people management experience
At least 3 years of experience with Google Suites
Preferred Qualifications:
Master’s degree
7+ years of experience within financial services compliance, risk management, or audit
7+ years of project management experience
7+ years of people management experience
CRCM, CAMS, or CFE certification, or willingness to pursue
Understanding of data analytics tools and concepts
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Chicago, IL: $155,300 - $177,200 for Sr. Risk Manager
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance based inceApply for this role
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