Senior Principal Strategic Research Analyst, Market Analytics

In support of Market Regulation regulatory strategic activities, provides overall business management and knowledge discovery for all phases of surveillance strategic and analytical development efforts including thorough knowledge of functions and practices, industry standards and knowledge of technology relative to Market Regulation and enterprise environments. The senior principal strategic research analyst is responsible for participating and/or the leadership, design and implementation of complex data driven solutions specifically relating to high value and priority regulatory matters resulting from both internal and external sources and surveillance programs. This position will work regularly with Senior Director and Vice President level Market Regulation Department (MRD) staff in conducting and presenting the results of the regulatory related analyses. The senior principal strategic research analyst is expected to independently work and use highly specialized statistical techniques and cutting edge machine learning approaches in the course of their work. The senior principal strategic research analyst will propose and build scalable technical solution frameworks that have applicability for both single domain and multi-domain usages. The role will be expected to use programming paradigms and techniques that can generate insights from multi-terabyte distributed datasets. The senior principal strategic research analyst is expected to identify and share insights resulting from their work that can be used to improve MRD’s existing and future surveillance program. The role is expected to generate and provide recommendations pertaining to the use and procurement of strategic datasets that can assist MRD’s investigatory and surveillance functions and program. The senior principal strategic research analyst will work closely with Surveillance Research Methodologies and Governance team members on identifying and taking advantage of trends in the regulatory, data, analytic and machine learning domains.

Essential Job Functions:

• Participate in and/or lead efforts in the strategic design of quantitative multi-market and multi-product investigatory solutions for processing output and referrals resulting from market manipulation and market conduct rule violations leveraging large volumes of multi-domain data.
• Provide clear and concise written and visual artifacts supporting analysis performed to senior MRD personnel.
• Participate in and/or lead efforts in the enhancements and envision the evolution of the MRDs’ surveillance investigatory program in response to market trends and developments.
• Provide efficient quantitative support for market studies, examinations, and ongoing investigations.
• Identify areas and problems within the MRD business domains that can be solved with Machine Learning solutions.
• Assist in performing regulatory impact assessments of the industry’s, FINRA’s, and RSA clients’ initiatives on the MRD’s Cross-Market and SRO-specific programs.
• Adapt MRD’s investigatory, referral and examination program to new rules and initiatives.
• Support management and others to inform internal and external constituents on overall program vision, strategy, operations, processes, and implementation status.
• Support the comprehensive and successful execution of the team’s programs in an efficient and effective manner.
• Participate in and/or lead efforts in ad hoc special projects and national initiatives, as requested.

Other Responsibilities:

• Ensure all assigned activities are completed according to prescribed policies and standards.
• Coordinate and provide status reports of assigned tasks or projects.
• Maintain current knowledge of applicable business activities.
• Fulfill administrative reporting tasks.

Education/Experience Requirements:

• Graduate degree in Computer Science, Economics, Finance, Business, with a minimum of eight years of experience in the field, including at least four years of machine learning experience. Experience can be substituted for an advanced degree.
• Advanced degree is highly desirable.
• Must have strong statistical and software engineering skills and have substantial experience in analyzing large amounts of data in an efficient and scalable manner.

Working Conditions:

• Work is normally performed in an office environment.
• Some travel is required.

For work that is performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, New York City, NY, MA, WA, MD, Washington, DC, NJ State and NY State, plea