Due Diligence Senior Manager-Head of HRCM Risk Reviews & Approvals

About this role:

Wells Fargo is seeking a Due Diligence Senior Manager within Financial Crimes Operations to lead the Risk Review and Approval Program for Higher Risk Customer Manager, responsible for review and approval of due diligence activities throughout Wells Fargo inclusive of trigger-based risk assessments, relationship level risk evaluations, enhanced and customized due diligence activities.  The role is intended to lead a team of individual contributors and managers who independently evaluate draft due diligence assessments for appropriate risk identification, mitigation and a sound decision in alignment with the acceptable financial crimes risk appetite of the organization. 

In this role, you will:

• Develop and implement the holistic Risk Review and Approval Program, inclusive of the workflow, standardized approach, development of subject matter experts, and implementation of a formalized feedback loop to leadership on areas of enhancement within their respective programs

• Provide expertise, guidance and leadership oversight for the program, inclusive of knowledge of the programs, processes and appropriate risk decisions.

• Develop and implementation transformational changes within the existing infrastructure, developing succinct programs that are effective in risk evaluation while implementing operational efficiencies while adhering to existing regulations, policies and industry standard.

• Lead team by making strategic decisions to resolve highly complex issues related to higher risk deliverables; interpret and develop range of policies and procedures for functions with moderate to high complexity and risk

• Effectively manage interactions with Wells Fargo business partners, senior leaders, Independent Risk Management and Legal

• Develop and guide a culture of talent development to meet organization’s objectives and strategy

Locations: 141278-NC-CIC Customer Information Center; 107935-MN-550 Wells Fargo, Minneapolis; 145223-MO-E Building, St. Louis Campus

*Relocation assistance is not available for this position

Required Qualifications:

• 6+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management) demonstrated through one or a combination of the following: work experience, training, military experience, education

• 3+ years of management or leadership experience

Desired Qualifications:

• 5+ years of Due Diligence or Bank Secrecy Act/Anti-money Laundering (BSA/AML) experience

• Experience with RCSA, risk/control identification and assessment, and enterprise risk frameworks

• Knowledge and understanding of internal controls and internal control policy.

• Exposure to due diligence activities on a multitude of client types, including individuals, commercial entities, third party service providers, and Politically Exposed Persons

• Experience driving oversight of cross-functional programs in fast-paced, complex, and dynamic environments

• Experience building and developing quality programs, inclusive of reporting, process, and procedures execution

• Management consulting experience with a top tier firm, and/or significant experience designing and leading cross-enterprise programs, products, or strategies

• Experience working closely with senior and executive leadership

• Strong experience leading issues management and risk assessments functions, with proven ability to delivery on critical deadlines

Job Expectations:

• Job will require travel up to 20% of the time.

• Position offers a hybrid work schedule in which you are required to work in office 3 days per week at a minimum in one of the locations listed below.

Visa sponsorship is not available for this position

Pay Range
 

Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.

$144,400.00 - $300,000.00

Benefits

Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.

• Health benefits
• 401(k) Plan
• Paid time off
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