AML Compliance Intermediate Analyst - Surveillance & Investigations

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

As an AML Compliance Intermediate Analyst, you will be responsible for conducting in depth and timely internal reviews of possible violations of the Bank Secrecy Act, US PATRIOT Act or securities regulations and all matters related to potential money laundering, terrorist financing, fraud and inappropriate securities activity. You will also conduct transaction reviews of clients and draft investigative reports with recommendations for appropriate disposition, which are supported by factual evidence and analysis, to Manager.  This role handles more complex regulatory inquiries and investigations and acts as a point of escalation for the junior analysts in the group. 

Key responsibilities include:  

• Conduct investigations, prepares suspicious activity reports (SARs) and regulatory filings within mandated timelines.
• Review client trading activity, client file review, conducts due diligence searches and metrics.
• Regularly update and ensure accuracy of all tracking logs for metrics reporting
• Assist in preparing the monthly metrics reporting
• Conduct User Acceptance Testing (UAT) for system enhancements and documents work product
• Master both proprietary and vendor based systems to help identify solutions to surveillance issues that may arise
• Ensure timely completion of all mandatory training requirements
• Ensure all licenses and certifications are up to date
• Keep abreast of regulatory changes and news in day to day activity

Qualifications:

• BA/BS degree required. Finance, Economics or Business degrees preferred.
• 3-5 years business or compliance experience
• Strong organizational and analytical skills.
• Ability to multi-task and attention detail.
• Strong communication and writing skills.
• Capable of executing a range of complex tasks and analysis
• Strong knowledge of Actimize or similar trade surveillance monitoring system
• Working knowledge of securities markets

This role can be based out of the Central NY/Utica region, Tampa, Buffalo and Pittsburgh (fully remote), or our NYC office (hybrid, 3 days per week in office)

We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.

   

Salary Range

Buffalo and Central NY/Utica: $60,000 - $70,000 base salary + annual bonus target

BBH’s compensation program includes base salary, discretionary bonuses, and profit-sharing. The anticipated base salary range(s) shown above are only for the indicated location(s) and may differ in other locations due to cost of living and labor considerations. Base salaries may vary based on factors such as skill, experience and qualification for the role. BBH's total rewards package recognizes your contributions with more than just a paycheck—providing you with benefits that enhance your experience at BBH from long-term savings, healthcare, and income protection to professional development opportunities and time off, our programs support your overall well-being.