Senior Compliance Specialist

FloatMe is a rapidly growing venture-backed startup with a vision to make financial prosperity equitable for everyday Americans. The platform helps members with Floats of up to $50 to help with unexpected expenses, and tools to better understand their finances. Since our launch in March of 2020, we’ve helped our members avoid over $100M in overdraft fees alone and we’re just getting started. With an ambitious roadmap and exponential growth on the horizon, if you are energized to make an impact and ultimately serve our members, FloatMe is the perfect place to land.

Important

• Position is remote friendly for candidates living in the United States
• We are currently unable to do Visa sponsorship for this role

The Senior Compliance Specialist is responsible for ensuring that the company’s financial operations are in compliance with all relevant laws and regulations. This includes developing and implementing policies and procedures, conducting risk assessments, and monitoring the company’s compliance with industry standards. The Senior Compliance Specialist will work closely with the company’s legal and operational teams to identify and address potential compliance issues.

Requirements

• Bachelor’s degree in business, finance, or a related field
• 5+ years of experience in compliance, preferably in the financial industry
• Strong knowledge of relevant laws and regulations, including the Bank Secrecy Act and the USA PATRIOT Act
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Detail-oriented and organized, with strong analytical skills

Responsibilities

• Develop and implement policies and procedures to ensure compliance with laws and regulations
• Conduct risk assessments to identify potential compliance issues
• Monitor the company’s compliance with industry standards and best practices
• Collaborate with the legal and risk management teams to identify and address potential compliance issues
• Provide training and guidance to employees on compliance-related topics (specifically within member support and marketing).
• Prepare reports for management and regulators on the company’s compliance status

Benefits

If you join us, you will have:

• Flexible hours, option to work from home (Note: during COVID-19 we are taking precautionary measures and working to accommodate individual employee needs)
• Health insurance through Anthem BCBS (6 plans to choose from)
• Option Dental & Vision
• Long-term disability
• 401(k) with standard & Roth options
• Team outings (lunches, happy hours, games, and more)
• Opportunities for growth and professional development
• Unlimited PTO
• Sick Leave & Personal Days
• Reports to: General Counsel
• Salary: $93,000-$116,000
• Visa sponsorship not available for this role.