Sr. Associate, Accounting

Sr. Associate, Accounting

Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a demonstrated ability to work well in teams, develop new ideas, and take ownership of your projects? Would you like the opportunity to individually contribute to the team, along with the opportunity to grow into a leader? Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all while having a work-life balance? If so, opportunities for professional and personal fulfillment in a dynamic, progressive organization await you at Capital One!

Summary:

This role will assume the ownership of accounting and data management related to  institutional brokerage transactions for Capital One Securities. Candidates should have the ability to manage priorities and meet deadlines in a fast-paced environment. They should be able to develop strong relationships with key business partners. Additionally, this role will assist in transitioning to an automated accounting and reporting platform.  Candidates should possess the ability to identify technology options and drive implementation of automation solutions. 

Key Responsibilities:

• Record journal entries and assists with monthly reconciliations and variance review.

• Perform month-end close and financial reporting processes timely and accurately. 

• Performs accounts payable oversight including assistance with contract management and coordination with Enterprise Supplier Management teams

• Review month end trial balances and affiliate balances to ensure reporting accuracy

• Performs daily trade review and trade reporting.

• Manages ad hoc requests 

• Assists with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports

• Prepares and assists with response to audit requests from various regulatory bodies including internal / external auditors, SEC, FINRA, and State of Louisiana

• Prepares additional regulatory reporting as requested 

• Completes ad hoc financial reporting to internal stakeholders

• Prepares monthly revenue reporting and analysis across verticals for institutional brokerage transactions

• Actively engage in and drive results for internal projects and initiatives.

• Assists in coordination of resources and implementation of financial reporting for new equity research sectors and products

• Assists in implementing infrastructure for new products from a financial reporting and operational perspective

• Other duties as assigned

• Ability to obtain Series 99 license within one year of joining the team

Basic Qualifications

• Bachelor's degree in Accounting or Finance or military experience

• At least two years of accounting or securities industry experience or a combination 

Preferred Qualifications

• Financial Industry Regulatory Authority Series 7, 10, 27, 24, 99 or a combination

• Masters degree in Accounting or Finance

• 3+ years of accounting or securities industry experience or a combination 

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $94,600 - $107,900 for Sr. Associate, Accounting

 

Richmond, VA: $86,000 - $98,200 for Sr. Associate, Accounting

 

Wilmington, DE: $86,000 - $98,200 for Sr. Associate, Accounting

 

 

 

 

 

 

 

 

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based