Mid/Senior Investment Compliance Analyst

At BBH, Partnership is more than a form of ownership—it’s our approach to business and relationships.  We know that supporting your professional and personal goals is the best way to help our clients and advance our business. We take that responsibility seriously. With a 200-year legacy and a shared passion for what’s next, this is the right place to build a fulfilling career.

Who we are looking for:

Brown Brothers Harriman is currently recruiting Senior Fund Compliance Representative to join our Investment Compliance Team.  In this role you will:

Senior Fund Compliance Representative is responsible for daily compliance monitoring and reporting for various jurisdiction including Luxembourg, Ireland, US utilizing Charles River Development's Compliance system and other proprietary tools. Specifically, the Fund Compliance Representative is responsible for reviewing and/or assisting the Fund Compliance Administrator with compliance system alert validation, review reporting on security research, data clean up and data entry to help fulfill the daily compliance monitoring and assisting in the preparation of external client and internal reporting.
 

Some of your key responsibilities include:  

• Monitoring of fund portfolios to ensure that funds are in compliance with regulatory documentation guidelines, in accordance with department schedule,
• Reviewing reports produced from the compliance monitoring system, Charles River Development, take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues,
• Completing testing on rules that are set up through Charles River Development and research any inquiries that may arise,
• Assisting the Fund Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual,
• Developing and maintaining work familiarity with applicable laws, regulations and interpretation governing the administration of mutual funds.  This includes the UCITS, UCIs, SIF, 40 Act laws and other applicable requirements,
• Performing special projects as assigned by the Manager,
• Developing and maintaining methods to enhance procedures with respect to the compliance monitoring function,
• Assisting in the implementation and ongoing development of the automated compliance program and any further enhancements,
• Developing and maintaining a strong client service relationship with clients.

Desired Qualifications:

• Bachelor’s/master’s degree in finance or business-related area,
• 2-5 years of experience in Investment Fund Compliance, Depositary or other financial services related area,
• Familiarity of investment funds and financial instruments,
• Good understanding of UCITS, UCIs, 40 Act regulations or other investment funds' regulatory frameworks is considered a plus,
• Experience with Charles River Development Compliance Master system, MIG, Bloomberg, Reuters is considered a plus,
• Analytical and problem-solving skills with an eye to details, demonstrates initiative and ownership,
• Team oriented, adaptable to changes, ability to cooperate with other departments and external clients,
• Good knowledge of Microsoft Office,
• Fluency in written and verbal English

What we offer:

• Hybrid model 3 days per week in the office /2 days for a parent of a child up to 4 years
• To encourage cultural awareness and philanthropy, BBHers have 1 Culture Celebration Day and 1 Community Service Day in addition to their paid standard vacation allowance
• Task based working system
• Contracts for an indefinite period, from day one
• Private medical care
• Life Insurance
• Employee Assistance Program - offering independent and confidential counselling services for you and your family. You can get support for topics including family, marriage and relationships, finances, and legal issues.
• Professional trainings and qualification support
• Wellbeing Program
• Online Social Fund benefit platform
• Social, sport and integration events
• Onboarding Program for new hires

We value diverse experiences. We value diverse experiences and transferrable skillsets. If your career hasn’t followed a traditional path, includes alternative experiences, or doesn’t meet every qualification or skill listed in the job description, please do go ahead and apply.

About BBH:

Brown Brothers Harriman (BBH) is a premier global financial services firm, known for premium service, specialist expertise, technology solutions and partnership approach to client management. Across Investor Services and Capital Partners, we work with an enviable roster of sophisticated cli