Senior Compliance Officer (m/w/d) Anti-Financial Crime

<p><span><span><span><span>The PIMCO Prime Real Estate GmbH (<b>“Prime”</b>) Senior Compliance Officer (m/f/d) – AFC is to support Prime’s global Chief Compliance Officer with compliance and regulatory matters, with a focus on anti-financial crime activities (anti-money laundering, bribery and corruption, sanctions) (<b>“AFC”</b>). </span></span></span></span></p> <p> </p> <p><span><span><span><span>This position will be based in Munich, Frankfurt or Stuttgart.</span></span></span></span></p> <p> </p> <p><span><span><b><span><span>RESPONSIBILITIES:</span></span></b></span></span></p> <p><span><span><span><span>The Prime Senior Compliance Officer (m/f/d) is responsible for compliance matters in relation to Prime’s real estate advisory, investment and management activities globally. The primary responsibilities include, in each case with a strong focus on Prime’s global AFC program:</span></span></span></span></p> <ul> <li><span><span><span><span><span>Proactively contribute to the continued improvement of Prime’s compliance policies, procedures and processes, in line with the changing legal and regulatory environment.</span></span></span></span></span></li> <li><span><span><span><span><span>Monitor relevant legal and regulatory developments globally. Assess applicability, propose and project manage solutions through to implementation.</span></span></span></span></span></li> <li><span><span><span><span><span>Develop and implement compliance internal procedures, templates and best practices and provide guidance and support to other members of the global compliance team. </span></span></span></span></span></li> <li><span><span><span><span><span>Design and implement the necessary risk assessments as well as ongoing testing and monitoring. </span></span></span></span></span></li> <li><span><span><span><span><span>Perform compliance activities, in accordance with Prime’s global compliance policies, with a focus on AFC due diligence processes; conduct related investigations and implement remedial measures.<a name="_Hlk57377017"></a></span></span></span></span></span></li> <li><span><span><span><span><span>Provide advice and guidance to the business.</span></span></span></span></span></li> <li><span><span><span><span><span>Design and deliver bespoke compliance training to Prime’s employees. </span></span></span></span></span></li> <li><span><span><span><span><span>Represent compliance &amp; AFC in executive boards and committees. Design and ensure ongoing reporting to all relevant stakeholders and management bodies.</span></span></span></span></span></li> <li><span><span><span><span><span>Maintain and promote communication and strong working relationships with key stakeholders within Prime and within the global PIMCO group.</span></span></span></span></span></li> <li><span><span><span><span><span>Manage regulatory audits, coordinate remediation activities.</span></span></span></span></span></li> <li><span><span><span><span><span>Promote a strong compliance culture.</span></span></span></span></span></li> <li><span><span><span><span><span>Support the Prime Global Chief Compliance Officer in relation to the coordination and execution of global compliance activities; Take full responsibility for one or more of the above topics, and be point of contact for local Prime Compliance Officers.</span></span></span></span></span></li> </ul> <p> </p> <p><span><span><b><span><span>PFROFESSIONAL SKILLS REQUIREMENTS:</span></span></b></span></span></p> <ul> <li><span><span><span><span><span>Excellent communication and analytical skills.</span></span></span></span></span></li> <li><span><span><span><span><span>The willingness to “roll up your sleeves”.</span></span></span></span></span></li> <li><span><span><span><span><span>The ability to actively drive change within the organization, in many cases against barriers.</span></span></span></span></span></li> <li><span><span><span><span><span>The ability to respond to frequent shifts in priorities as business needs dictate.</span></span></span></span></span></li> <li><span><span><span><span><span>The willingness to take full ownership and responsibility for compliance topics, and to have own ideas and initiatives challenged by others.</span></span></span></span></span></li> <li><span><span><span><span><span>A strong sense of integrity in line with Prime’s ethical values and principles. </span></span></span></span></span></li> <li><span><span><span><span><span>The ability to balance regulatory and policy standards along with a business perspective.</span></span></span></span></span></li> <li><span><span><span><span><span>Exceptional organizational skills: the ability to effectively prioritize tasks, follow up, produce consistently accurate work, and meet strict deadlines.</span></span></span></span></span></li> <li><span><span><span><span><span>Consensus builder and team player with the ability to work well within a matrix organization.</span></span></span></span></span></li> </ul> <p>