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FU

ATS Trading Operations Specialist

FUTU US
United Statesfull_timeVerifiedPosted 14 Oct 2024
💰 $160,000/yr($130,000/yr$160,000/yr)

About the role

About Futu US Inc.   
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).   
Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.   
Here's a closer look at our key entities:     
  • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
  • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
  • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. 
For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.
The positionThe Alternative Trading System Specialist is responsible for providing technical support, system management, and operational leadership for the organization’s trading systems.  Overseeing the implementation, configuration, and ongoing management of the ATS platform to ensure smooth and compliant operation.  By collaborating with internal and external business partners the ATS Specialist will continuously enhance the ATS by implementing system upgrades, optimize system performance, add new features, and perform system integrations to meet the evolving needs of the organization.  The ATS Specialist will provide oversight of the daily operations of the ATS ensuring the ATS’s operational and reporting requirements are met and adhere to relevant laws, regulations, and organizational policies.This role ensures the smooth execution of system operations, data integrity, compliance, and user support. The ATS Support Specialist will work closely with traders, IT teams, and compliance to optimize system performance, lead upgrades, and manage integrations. What you do
  • Collaborate with IT to define the product architecture and roadmap for the ATS matching engine, ensuring it aligns with the company's overall business objectives, customer needs, and compliant with rules and regs.
  • Translate business and regulatory requirements into detailed product specifications for the development teams. 
  • Offer real-time and after-hours trade support to internal and external business partners by providing professional responses in a timely, accurate, and informative manner. 
  • Mitigate client and firm risk exposure while adhering to policies, procedures, and regulations. 
  • Provide technical support and troubleshooting assistance to ATS users.
  • Obtain an in-depth outstanding of the various systems utilized by Futu Clearing Inc. and have a bias to action when handling systematic issues when they arise. 
  • Continuously monitor systems market connectivity ensuring customer orders are processed timely and accurately. 
  • Continuously monitor system messaging to resolve order rejects or other trade related issues that may arise.
  • Maintain data integrity by conducting regular system audits and ensuring data accuracy.
  • Perform daily trade processing, correction, and reconciliation processes. 
  • Develop and analyze intraday reports to monitor trading activity ensuring proper order handling and regulatory compliance. 
  • Create and implement systematic monitoring of the ATS individual security trading volumes to perform concentration checks and publish daily reports to evidence review and compliance with Fair Access Rule and Reg SCI requirements.
  • Act as a liaison for our clients, affiliates, and internal business partners addressing any critical or complex problems that may arise specific to trading. 
  • Review and evaluate market participants’ business activity to create, implement, or modify various market access or other trade risk controls to prevent clearly erroneous trades and deter potentially manipulative trading practices. 
  • Maximize client best execution opportunities by continuously evaluating order flow arrangements and vet the viability of any new

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Company

FUTU US

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