Manager, Audit Practices - Government Relations

Center 1 (19052), United States of America, McLean, Virginia

Manager, Audit Practices - Government Relations

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

We are seeking an energetic, self-motivated Audit Manager to join Audit Practices to serve as a liaison with the Regulatory Relations team and be responsible for managing critical time-sensitive projects across the Audit organization. The Practices team works to drive industry-leading audit practices that enable a dynamic approach to assurance and respond to change. This function brings together technology, innovation and Audit processes to the heart of Internal Audit to enable high value, well-managed, data-powered assurance.

Key Responsibilities:

• Lead efforts to strategically prepare for and execute regulatory activities (meetings and deliverables) involved in regulatory examinations of Audit

• Manage the Matters Requiring Attention (MRA) governance framework by obtaining, reviewing, and validating materials, leading challenging discussions with leaders across the Audit department and delivering validation packages

• Liaison with the Regulatory Relations partners and manage the coordination and preparation for regulatory interactions

• Provide routine status updates to key stakeholders, including Audit Leadership and the Audit Committee

• Responsible for the information sharing of trending regulatory information and themes among Audit department groups through a variety of channels 

 

Here’s what we’re looking for in an ideal teammate:

• Exhibit a proven track record of process management, bringing the ability to quickly put structure in place to manage the work

• You are a critical thinker who seeks to understand the business.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you better. This will require leveraging the power of data analytics and furthering your technical expertise.

• You’re a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent. 

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 5 years of experience in project management, auditing,  regulatory relations,  risk management or a combination

Preferred Qualifications:

• Master’s Degree in Business Administration, Master’s Degree in Accounting, Master’s Degree in Finance

• Project Management Professional Certification 

• 3+ years of experience in banking or a financial services firm

• Excellent written and verbal communications

• Excellent organizational skills

At this time, Capital One will not sponsor a new applicant for employment authorization for this position