Financial Crimes Compliance Administrator, Senior Associate

Core Responsibilities

1. Assists in day-to-day monitoring, client due diligence, and client identity management program activities to detect suspicious activity across Vanguard's existing and new client base.

2. Supports the collection of documentation and client information required for internal due diligence reviews. Supports reviews to identify high-risk clients based on established scoring models.

3. Assists in reviewing and analyzing internal due diligence reports and alerts. Supports the resolution of exceptions according to established guidelines. Escalates alerts and elevates complex issues, as necessary.

4. Participates in formal and informal educational activities, including presentations, staff meetings and training programs.

5. Keeps abreast of regulatory procedures and changes. May interact with regulatory agencies.

6. Participates in special projects and performs other duties as assigned.

Qualifications

• Minimum of one year related work experience.
• Undergraduate degree or equivalent combination of training and experience.

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.