Sr Auditor

Ameriprise Financial is looking to add a Senior Auditor to the team! In this role, you will plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Key Responsibilities

• Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. 

• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations. 

• Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.

• Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed. 

• Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.

Required Qualifications

• Bachelor's degree or equivalent

• Availability to travel.

• 1-3 years in public accounting, internal audit, technology audit or related financial services field.

• Demonstrated proficiency in basic audit skills and business knowledge. 

• Demonstrated aptitude for project leadership.

Preferred Qualifications

• CIA, CISA, CPA, CFSA, CRMA

• 2-4 years of professional experience.

• Strong oral and written communication skills.

• Standard desktop computing skills, PowerBI

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Finance

Line of Business

FIN Finance