Managing Director, Deputy General Counsel
BNYAbout the role
Managing Director, Deputy General Counsel, Head of Regulation, Supervision, M&A, & Real Estate
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe our employees bring the power of their perspective to the table, partnering alongside our clients to create new solutions for businesses and communities everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, we help power the global financial system. This is what #LifeAtBNY is all about.
In this role you will report directly to the General Counsel and serve as the firm’s senior legal advisor on prudential banking regulation and supervisory engagement. You will provide strategic legal advice across BNY’s global businesses, advise on the design and implementation of governance frameworks, and lead a multidisciplinary team of regulatory attorneys. You will also lead a team of attorneys across complex M&A activity and oversee all real estate-related legal matters. You will be a key member of our senior legal leadership team, providing strategic counsel across multiple lines of business, and advising on the structuring transactions in support of BNY’s commercial goals.
Key Responsibilities
Bank Regulation & Supervision
- Serve as the senior legal advisor on all matters arising under U.S. and international banking regulations (including OCC, FDIC, Federal Reserve, PRA, ECB, HKMA, MAS).
- Interpret new and amended rules, translate requirements into enterprise-wide policies, playbooks, and training materials, and provide definitive guidance to business leaders on permissible activities.
- Advise on the preparation and execution of on-site and off-site supervisory examinations, targeted reviews, and thematic inquiries.
- Support the coordination of cross-functional examination teams and issue-tracking processes; engage directly with examiners to negotiate scope and resolution terms.
- Advise on the remediation of regulatory findings to achieve timely closure and sustained compliance.
- Provide legal counsel on complex transactions, including mergers, acquisitions, divestitures, spin-offs, joint ventures, and large financings, ensuring all regulatory requirements are satisfied from due diligence through post-closing integration.
- Collaborate with Product, Risk, Finance and Technology teams to assess the regulatory permissibility of new offerings and to embed compliant design features.
- Manage the preparation and submission of applications, notices, and periodic reports to the OCC, FDIC, and Federal Reserve.
- Design and implement “Reg Watch” governance forums to apprise senior leadership and the Board of regulatory developments and their operational impacts.
Mergers & Acquisitions
- Lead and manage a seasoned team responsible for all types of M&A activity, investment and strategic transactions from initial NDAs, structuring and term sheet preparation to contract drafting and negotiation and ultimately transaction consummation.
- Provide legal support for significant corporate and/or strategic matters and initiatives, including, among others, the company’s recovery and resolution planning and related efforts.
- Advise on internal restructurings, reorganizations, and other general corporate and transactional matters.
- Provide oversight and support with respect to the company’s entity structure.
Real Estate
- Lead and manage a team responsible for general advice, review and negotiation of office leases, property management and construction contracts and purchase and sale agreements.
- Provide counsel in connection with the day-to-day operations of the company's global real estate operations.
- Provide legal support with respect to the real estate aspects of various company initiatives and transactions, such as recovery and resolution planning efforts and environmental, social and corporate governance.
- Partner with ESG and Real Estate Operations to embed sustainability clauses (green leases, energy performance targets), community-impact covenants and WELL-certification requirements.
- Guide cross-functional task forces on innovative workspace strategies, convergence of technology and lease renegotiation for cost efficiency.
Leadership & Team Management
- Lead, mentor and develop a high-performing team of bank regulatory, supervisory, M&A and real-estate attorneys.
- Allocate resources effectively across competing priorities; manage outside counsel relationships.
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