AML Compliance Enterprise Payments Advisory Manager
Capital OneAbout the role
The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager performs a key second-line risk management role to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Enterprise Payments Advisor Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.
The AML Enterprise Payments Compliance Advisor Manager supports the line of business by:
- Providing input on the end to end payment processing, highlighting AML risks
- Providing guidance on business policies, standards, and procedures
- Developing and leading department training, as appropriate
- Providing compliance advice on complex projects
- Providing guidance on controls over regulatory requirements and line of business monitoring of those controls
- Providing input on business regulatory requirements
- Performing money laundering risk assessment reviews
- Partnering with first line to ensure AML requirements are appropriate and adhered to
Responsibilities:
- Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
- Identify trends in data and proactively advise on identified external and internal risks
- Maintain subject matter expertise of applicable laws and regulations
- Engage in Audit, Regulatory, and other reviews of the AML program.
- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts
- Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements
- Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
- Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train
- Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls
- Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations
- Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management
Basic Qualifications:
- Bachelor’s Degree or Military experience
- At least 5 years of experience in compliance, audit, or legal
- At least 5 years of experience in payment operations
Preferred Qualifications:
- 6+ years of experience in compliance, legal or audit
- 6+ years experience in payment operations
- CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti Money Laundering Specialists) certification
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Chicago, IL: $138,100 - $157,700 for Compliance Advisor Manager
Candidates hired to work in other locations will be sub
Apply for this role
Generate a tailored application kit with a matched cover letter, interview prep, and CV highlights — in under 60 seconds.
Apply Now →Generate Application KitFree account required — sign up in 30s