About the role
<div class="content-intro"><p><span style="font-family: helvetica, arial, sans-serif;"><strong><span style="font-size: 14pt;">About Us</span></strong></span></p> <p><span style="font-family: helvetica, arial, sans-serif;">DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems. We are a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API-based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices. Our technology provides partners with a modern, extensible toolkit, enabling traditional investment workflows and innovative techniques like fractional share ownership. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.</span></p> <p><span style="font-family: helvetica, arial, sans-serif;">There’s never been a better time to build a category-defining business and there has rarely been a team better positioned for this opportunity. Our culture blends the pace and agility of a fintech start-up with the impact, stability, and discipline of Wall Street. We encourage creativity and experimentation while ensuring institutional-grade execution and regulatory compliance in everything we do. Join us and help build the future of global investing!</span></p></div><p><strong>About the Role:</strong></p> <p>As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company’s broker dealers. You will report into the Chief Accounting Officer and work closely with Controllers, Legal, Compliance, Treasury and FPA teams. You will focus on the Finance team’s reporting infrastructure and make sure the broker dealers unit is equipped to scale and support DriveWealth’s growth strategy.</p> <p><strong>What You’ll Do:</strong></p> <ul> <li>Work on day-to-day accounting and reporting responsibilities of self-clearing custody and proprietary trading firm</li> <li>Prepare and submit accurate financial reports, including FOCUS filings and self clearing firm SEC reporting, in compliance with established deadlines</li> <li>Calculate and monitor net capital position to meet regulatory requirements</li> <li>Develop and maintain policies and procedures to ensure integrity of financial reporting</li> <li>Work with the Controllers to ensure timely close of the company books and reporting of financial res