Senior Investment Compliance Analyst, Associate 2

Job Description

Position Description

Do you have an inquisitive mind? Are you good at resolving complex cases? Do you have an eye for details? If so, we might be looking for you to join our Investment Compliance team.

Main responsibility of Compliance Analyst is to perform accurate analysis of alerts detected by the system and report any violation to protect investor’s best interest. On a daily basis, Investment Compliance Analyst will use his analytical skills to investigate and solve various compliance cases.

Primary Responsibilities

• Reviewing work & assisting team supervisor
• Point of expertise for complex breach analysis
• Review all reporting produced by the Associates
• Liaises with internal clients and supporting departments for the purpose of obtaining key inputs
• Performs special projects and other tasks as assigned by the Team Supervisor
• Assists Team Supervisor in implementing new procedures and controls
• Maintaining and fostering a team environment
• MONITORING INVESTMENT COMPLIANCE
• Investigate violations on the automated compliance monitoring system
• Record findings of investigation on the system
• DATA CONTROL CHECKS
• Compare and confirm accuracy of fund data as it appears in the system
• Advise data teams of any discrepancies in a timely fashion
• Ensure agreed timelines are adhered to
• REPORTING
• Generate and attach reports as required in a timely manner
• Ensuring data is accurate and ready for client use
• ORGANISATION
• Demonstrates good time organizational skills in order to meet deadlines
• Maintains systematic filing practices
• Ensure that daily work load is allocated appropriately
• TRAINING AND PERSONAL DEVELOPMENT
• Take responsibility for personal development and training.
• Provides direction and training to staff in the course of their day-to-day work and provides

Required Skills:

These skills will help you succeed in this role

• Accountancy/Law or Business/ IT related degree (preferred)

• Excellent analytical and mathematic skills

• Knowledge about financial services, securities sector and capital markets

• Accuracy and ability to work to tight deadlines

• Experience in using Microsoft Excel functions is essential

• Very good  understanding of investment compliance processes

• Independence in solving complicated cases in the field of compliance investment processes

• Strong problem-solving skills

• Experience utilizing Bloomberg

• Good communication skills – verbal and written in English

• Team skills – demonstrated ability to work with people at different levels

Additional requirements

• Minimum 1 year experience in investment compliance (preferred) or fund industry

What can you expect from us:

• We are diverse team and we welcome (preferably but not only) graduates of economics, business, law, finance & accounting, science and language degrees

• We value team work and continuous learning and development

• We support each other and learn from each other

• We strive for excellence in everything we do

• We never stop to change

If this speaks to you – come and join us in Investment Compliance!

Minimum Salary:​

zł68,004 Annual

The minimum salary quoted above applies to the role in the primary location specified. If the candidate ultimately works outside of this primary location, the applicable minimum salary may differ.​

Salary will be determined based on factors such as the position, type of work performed, individual skills, job description, working hours, diligence, initiative, self-management, length of employment, availability, and the quantity and quality of work delivered, as well as other objective and non-discriminatory criteria relevant to State Street employees.​

In addition to salary, employees are eligible to be considered for discretionary annual performance-based awards.​

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We Offer:​

• Permanent contract from day one​

• Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)​

• Gold Medical Package for employees and their families (partner and children)​

• Premium life insurance package and private pension plan​

• Wide range of soft skills training, technical workshops, language classes and development programs​

• Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice​

• Variety of wel