Internal Audit SOX Auditor

Internal Audit SOX Auditor

Description -

Position Overview

We are seeking an experienced Internal Audit Principal Auditor with a specialization in Order to Cash (O2C) and a strong focus on Sarbanes-Oxley (SOX) compliance.

The successful candidate will lead and execute internal audit engagements within the Order to Cash process, ensuring adherence to SOX requirements and identifying opportunities for process improvement and risk mitigation.

Key Responsibilities:

• SOX Compliance Leadership:

Oversee aspects of the O2C SOX compliance program in accordance with SOX and PCAOB standards, including scoping, planning, execution, and reporting. Ensure alignment with regulatory requirements and industry best practices.

• Process Evaluation and Improvement:

Perform risk assessments and design audit procedures to address key risk areas within the O2C process. Assess the effectiveness of internal controls within the O2C cycle, identifying control gaps, weaknesses, and areas for enhancement. Collaborate with process owners to implement remediation plans and drive continuous improvement.

• Stakeholder Communication:

Communicate audit findings, recommendations, and risk insights to senior management and key stakeholders. Provide timely updates on audit progress and ensure alignment with organizational objectives.

• Team Leadership and Development:

Lead a team of audit professionals, providing guidance and mentorship to enhance their skills. Provide technical guidance and professional development to junior staff, fostering their growth within the audit function.

• Coordination of Control Changes:

Collaborate with control owners to identify and document changes to internal controls, ensuring alignment with evolving business processes and regulatory requirements.

• Auditor and Partner Collaboration:

Coordinate with auditors and co-sourcing partners for controls testing and process walkthroughs. Streamline audit impact on business operations and align test results for efficiencies.

• Project Management Implementation:

Take the lead in implementing effective project management strategies within the O2C SOX compliance program. Develop and implement robust project management methodologies tailored to the specific needs of SOX compliance activities. Ensure accurate tracking of compliance activities and deadlines, maintaining the project management framework to support ongoing SOX initiatives.

• Control Deficiency Review:

Review and assess reported control deficiencies with business process owners. Identify root causes and collaborate on corrective actions to strengthen internal controls.

• Continuous Improvement Recommendations:

Recommend improvements to enhance key controls, driving ongoing optimization of the SOX program.

• SOX Meeting Leadership:

Lead various SOX meetings, facilitating discussions and decision-making processes to support compliance objectives.

• IT and Security Compliance Collaboration:

Work with IT and Compliance teams to ensure alignment with SOX requirements, fostering cohesive compliance efforts.

• SOX Findings Presentation:

Prepare and present SOX findings and assertions to both the SOX PMO and HP Leadership Team, providing insights for enhancing control effectiveness.

• Program Optimization and Automation:

Continuously improve the SOX program through optimization and automation initiatives, leveraging technology and best practices.

• Support for Internal Audit Projects:

Provide support for internal audit projects, addressing control-related issues and contributing to overall assurance efforts.

Requirements: Knowledge and Competencies:

• SOX Compliance Expertise:

Demonstrated expertise in Sarbanes-Oxley (SOX) compliance, including in-depth knowledge of regulatory requirements such as Sections 302 and 404, and proficiency in internal control frameworks like COSO.

• Order to Cash (O2C) Process Proficiency:

Extensive understanding of the Order to Cash process, spanning sales order processing, credit management, invoicing, and revenue recognition, ensuring comprehensive control management.

• Audit Methodology Proficiency:

Competency in audit methodologies, with a focus on risk assessment, planning, execution, and reporting, along with the ability to tailor audit procedures for the O2C process.

• Strong Proje