Middle Office Specialist

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready to take the next step, discover what’s possible with LPL Financial.

Job Overview:

This role will primarily be responsible for onboarding Trust accounts and supporting a team during the first months of a new relationship.  The candidate will deliver exceptional customer service experiences, including accurate, timely and effective communication and execution of relational and transactional activities among clients and advisors, including high-net-worth accounts. The role will also be responsible for some general office tasks including mail and answering phones.

Responsibilities:

• Implementing consistent communication and follow up plan with Advisor Teams and Trust teams throughout the onboarding process

• Preparing, distributing, and tracking all documentation associated with new accounts

• Performing AML screening activities in connection with new client onboarding

• Opening new client accounts

• Reconciliations of trust assets

• Coordinating establishment of online client access for new relationships

• Working with prior custodians and trustees to facilitate transfer of information, documentation and assets

• Monitoring accounts from acceptance through funding, escalating issues as necessary and tracking anomalies

Other Duties May Include:

• Mail

• Phones

• Other general office duties

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

• High school diploma or GED

• Some experience in Trust, Legal, Brokerage, Investment or Accounting Field

Preferences:

• Bachelor’s Degree

• Experience with Microsoft Office

• Project and time management skills

• Interpersonal and problem-solving skills

• Clear verbal and written communication skills

#LI-PA

 

Pay Range:

$16.30-$27.16/hour

 

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Why LPL?

• Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership