Head of Trading

Position Summary

SCS Financial is seeking a seasoned Head of Trading to lead and elevate our trading function at an exciting moment of firm-wide growth and investment. The ideal candidate will bring both the technical depth of a skilled trading operator and the strategic vision to build a best-in-class trading infrastructure that scales with the firm's continued expansion.

Reporting to the Managing Director of Operations, this leader will own the full trade lifecycle across a sophisticated, multi-team RIA environment — from execution and allocation through reconciliation and risk oversight — while developing a talented team and driving the process and technology enhancements that will define SCS's trading capabilities for years to come.

This role is located in Portsmouth, New Hampshire.

 

Primary Responsibilities 

Lead the Trading Function

• Establish clear role ownership, accountability structures, and roadmap for trading capacity, technology, and process maturity
• Build and maintain a high-performance team culture rooted in precision, cross-training, collaboration, and shared ownership
• Lead, mentor, and develop a team of four trading professionals
• Define KPI’s, use data to improve execution and strategy
• Represent the Trading team in cross-functional leadership engagements, present initiatives at department or firm-wide meetings, and drive change management
• Manage relationships with Brokers, Liquidity Providers, Exchanges/venues. Evaluate execution quality and negotiate terms

Drive Execution Excellence 

• Oversee all daily trade execution across mutual funds, ETFs, individual equities, and SMAs through the RedBlack order management platform
• Manage aggregated trading demand, order sets, allocation workflows, and daily reconciliation across numerous custodians
• Lead firmwide model implementation and rebalancing, translating investment model changes into scalable, tax-aware execution across all client portfolios
• Enforce trade submission deadlines, best-execution standards, and error prevention controls across all asset classes

Modernize and Scale the Operating Model

• Identify and resolve inefficient manual workflows, particularly across multi-platform coordination (RedBlack, Addepar, custodian systems)
• Drive the strategic vision for the Trading function, including automation and AI opportunities, system enhancements, and integration opportunities
• Establish standardized intake-and-execution processes, repeatable SOPs, and certification frameworks for the trading team

Risk Management & Compliance

• Develop and enforce trading risk policies including drift tolerances, position limits, and IPS compliance monitoring
• Conduct regular advisor drift reviews and serve as the escalation point for complex trading situations (concentrated stock, derivatives, tax-sensitive transitions)
• Maintain compliance with SEC best-execution requirements and all applicable RIA regulatory standards

Qualifications

• 10+ years of trading operations experience within an RIA, multi-family office, wealth management firm, or broker-dealer
• Demonstrated leadership experience managing and developing a trading team at the VP or Director level
• Preferred CFA designation
• Deep proficiency in an order management system; RedBlack strongly preferred
• Extensive knowledge of execution strategies (FWAP, TWAP, market orders, etc.)
• Experience with Salesforce preferred
• Familiarity with portfolio accounting systems (Addepar or equivalent) and custodian platforms (Schwab, Fidelity)
• Execution experience across mutual funds, ETFs, individual equities, and SMAs
• Knowledge of SEC best-execution requirements and the RIA regulatory framework
• Track record designing and enforcing trading risk controls and IPS compliance
• Exceptional cross-functional communication and presentation skills
• Highly organized and able to manage high-volume trading demand from multiple advisor teams

 

This position is an exempt position. The annualized base pay range for this role is expected to be between $170,000–$190,000