About Invesco

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

What’s in it for you?

Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: 

• Flexible paid time off

• Hybrid work schedule 

• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution 

• Health & wellbeing benefits 

• Parental Leave benefits 

• Employee stock purchase plan

Job Description

About the Department/Team:

The Investment Compliance team is a department with a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions. This position will be on the America’s investment compliance team, primarily supporting Invesco Fixed Income. 

About the Role:

The Senior Compliance Officer utilizes technical and subject matter expertise, experience, and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicates, and escalates issues that present risk. The role also leads initiatives that engage the Investment Compliance team, be it intra-departmental or enterprise level.

Responsibilities of the Role:

• Provide senior oversight of pre-trade compliance monitoring within Aladdin OMS, resolving complex exceptions and advising senior portfolio managers and traders.

• Own contract interpretation and rule governance for client IMAs and regulatory investment restrictions, ensuring accuracy and control integrity.

• Partner with Product, Legal, and Investments teams to support new product launches by reviewing and embedding robust compliance controls.

• Act as a senior compliance partner to Fixed Income, leveraging analytics to deliver timely, consistent compliance outcomes aligned with business and regulatory requirements.

• Collaborate with portfolio management to evaluate new investment strategies, ensuring compliance through Aladdin system capabilities.

• Lead cross-functional projects, managing workstreams, resolving issues, and communicating updates to senior stakeholders.

• Mentor junior compliance officers, providing technical guidance and fostering strong risk awareness and professional judgment.

• Drive continuous improvement initiatives to enhance control effectiveness, data quality, and compliance monitoring processes.

Requirements for the Role:

• Bachelor’s degree in finance, accounting, or a related field.

• Minimum 5 years of experience in financial services, preferably in asset management.

• Strong knowledge of investments, securities law (e.g., 1940 Act, UCITS, 81-102), and investment management industry practices.

• Experience with trading/compliance systems such as Aladdin and Charles River preferred.

• Excellent analytical, organizational, and problem-solving skills with strong attention to detail.

• Effective communication and interpersonal skills, able to work independently and collaboratively under pressure.

• FINRA Series 7 license and/or advanced professional certifications preferred.

• Proven ability to manage competing priorities and deliver high-quality results in a fast-paced environment.

The salary range for this position in New York is $120,000 - $130,000 USD annually.

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model

Pursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of Octobe