Sr. Reg CSA

City

New York

Job Type

Full Time

Country / State

United States - New York

Function Category

Business management, administration and support

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You'll be working in the 299 Park Ave Office where your job, as a Sr. Reg Client Service Associate, is to enhance the client experience by servicing clients and providing
operational and administrative support to Financial Advisors. Your knowledge of firm policy, procedures and
technology allows you to interface with clients and prospective clients, anticipate their needs, resolve their
problems, and follow through to provide exceptional service. You perform administrative duties that support
Financial Advisors in their daily business practices (e.g., client meetings, on-boarding new clients, marketing,
etc). You support and drive firm initiatives and maintain risk awareness and regulatory knowledge.

Your expertise

• 3 – 5 years of client service experience
• Series 7 and 66 licensed required for Registered CSAs only
• High School Diploma or equivalent required; College Degree recommended
• Excellent skills in Microsoft Office Suite and other technologies
• Detail and service oriented
• Good written and verbal communication skills
• Team player with good interpersonal skills

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Salary information

US Only: The expected salary range for this role is $75000 to $98000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.