Sr Legal Analyst - Investment Company Act Products

Job Family

Legal Support

About Us 

 

At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests.  

 

Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. 

     

Who We Are 

  

We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life.  

Today, we’re part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what’s important to them. 

We’re empowered by a vast agent network covering North America, with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good — for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms. 

What We Do 

 

Transamerica is organized into three distinct businesses. These include 1) World Financial Group, including Transamerica Financial Advisors, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs. 

 

Transamerica employs nearly 7,000 people. It’s part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers worldwide.* For more information, visit transamerica.com.  

Job Description Summary

The Senior Legal Analyst will: (i) provide support to the Legal Department of Transamerica Asset Management, Inc. (“TAM”), an investment adviser registered with the US Securities and Exchange Commission under the Investment Advisers Act of 1940; (ii) assist with the corporate governance of two mutual fund trusts registered under the Investment Company Act of 1940 (the “Funds”); and (iii) assist with the preparation of regulatory filings for both the Funds and the investment adviser.

Job Description

Responsibilities:

• Prepare regulatory filings with the SEC (including annual updates to Registration Statements on Form N-1A, supplements, Form N-14, Form ADV and proxy statements).

• Coordinate with business partners to gather information and documents necessary for filings and presentations to the Funds’ Board of Trustees (the “Board”).

• Participate in cross-departmental strategic initiatives and new business projects for TAM and TAM products (Funds and collective investment trusts).

• Manage the maintenance and organization of files and Board materials.

• Work with internal and external legal counsel, executive management, sub-administrator, and the Board in conjunction with Fund Board meetings.

• Assist with managing relationships with Fun