Brokerage Operations Associate

<p>Want to help everyday Americans invest and build wealth?<strong> </strong>Financial inequality is increasing, and too many people are getting left behind. At Stash, we’re passionate about democratizing wealth creation through education, advice, and products that help customers achieve greater financial freedom. We also believe in working smarter—leveraging AI and emerging technologies to move faster, operate more efficiently, and focus our time on solving meaningful problems for our customers.</p> <p>The Brokerage Operations Associate will be a crucial addition to our Operations team and will be responsible for daily brokerage operations functions. If you're an equities trading expert with a desire to join a startup and make a huge impact from day 1 -- Stash is looking for you!</p> <p><strong>What you'll do:&nbsp;</strong></p> <ul> <li>Complete daily brokerage operations tasks/ workflows, including cash, position, and trading reconciliations to ensure that all operational procedures and risk controls are followed, documented, and properly maintained</li> <li>Ensuring the timely settlement of all trades and underlying client allocations, including resolving client and street side breaks</li> <li>Review and reconcile house accounts.</li> <li>Process trade bookings and cancel/rebills</li> <li>Process, monitor and troubleshoot ACATs</li> <li>Ensure accuracy of all positions, cash and broker data on firm systems.</li> <li>Provide ongoing user account maintenance and review of new and existing account activity</li> <li>Monitor and manage mandatory and/or voluntary corporate action events including dividends and interest payments</li> <li>Provide support to Legal, Compliance, Product, and Engineering teams to establish, monitor and manage key risk indicators for all functions.&nbsp;&nbsp;</li> <li>Identify opportunities to improve operational processes through automation</li> <li>Participate in project work, including needs assessment, to build out and scale operational and technology platforms, including QA cycles</li> </ul> <p><strong>What we're looking for:&nbsp;</strong></p> <ul> <li>1-3 years of brokerage operations/trading experience</li> <li>Knowledge of Equities trading, clearance, ACATS, and settlement. Margin experience a plus</li> <li>Technology-driven with a focus on the application of operational procedures and automation</li> <li>Understanding of FINRA and SEC Regulatory framework</li> <li>FINRA Series 99 required. Series 7, 63</li> <li>Bachelor’s Degree in Finance, Economics, or quantitative field</li> <li>Advanced skills in MS Excel</li> <li>Intermediate skills in SQL and VBA/Macros&nb