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FI
Corporate Compliance Specialist
FirstBankUnited Statesfull_timeVerifiedPosted 15 Oct 2024
About the role
This position is in the office 5 days a week. The position can sit in either our Corporate office in Nashville, TN or our Lexington, TN office.
Summary: The Consumer Compliance Specialist performs and documents audit procedures to appraise the soundness and adequacy of the bank’s system of internal controls for deposit, loan and operations compliance. Identifies consumer compliance issues and exceptions through additional investigation, testing and/or discussion with area personnel and his/her supervisor; reviews and validates proposed recommendations to address identified findings and formally documents resolution. Prepares work papers and reports as directed by the Corporate Compliance Officer. Essential Duties and Responsibilities include the following. Other duties may be assigned.- Operational Duties:
- Reviews policies, procedures and other controls to ensure compliance is maintained in accordance with regulations.
- Performs transactional testing within defined scope
- Documents / maintains well-organized work papers
- Monitoring of Regulatory compliance with consumer protection laws
- Assures a positive working relationship is developed and maintained with auditors / examiners
- Serves as technical resource involving regulatory compliance
- Provides reporting as needed
- Customer Service – Responsible for fostering the FirstBank Experience to our internal customers, FirstBank associates.
- Standards and Training:
- Maintain required training in a self-paced environment
- Maintain additional off-site training as required
- Adhere to Policy and Procedures - Responsible for all compliance with bank policies, procedures, and operational integrity.
- 3+ years of experience in financial institution environment
- 1+ years of experience required in the field of consumer compliance
- High School Diploma or GED required
- Some college credits preferred
- Banking certifications required (ABA certifications or similar); long-term compliance experience may mitigate certification requirements
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