Compliance Manager
CV-LibraryAbout the role
Our client being a commercial Insurance brokers are looking to hire a Compliance Manager.
The role will be to support the Head of Compliance and Audit in maintaining an effective, risk-based compliance framework; provide day-to-day compliance leadership and advice; oversee appointed representatives; promote good customer outcomes; and manage regulatory, conduct, complaints and operational risk matters across the business.
Must have substantial experience in a compliance, risk, governance or audit role within an FCA-regulated financial services business, conducting monitoring or assurance reviews, managing issues to closure and producing management information.
Full-time 9am-5pm Monday to Friday and based in their Gateshead office
Experience in general insurance and/or pure protection is essential
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