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Compliance Communications Analyst

Brown Brothers Harriman
United Statesfull_timeVerifiedPosted 11 Dec 2023
💰 $60,000/yr

About the role

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Compliance Communications Analyst

The Compliance Communications Analyst will be part of the Public Communications Group within the Compliance Department and will help with the effort to ensure compliance with various federal, state, FINRA and other regulatory requirements.  The Analyst should have familiarity with securities laws and regulations and managing multiple business owners/review deadlines. 

In this role you will assist with the review of external firm communications.  Review will primarily consist of the firm’s social media activity (e.g. Twitter, LinkedIn, blogs), but will also assist the group with day to day review of marketing material (e.g. market commentaries, product fact sheets, website material). 

The Analyst will also assist the Compliance Team on various ad hoc projects. 

If you are looking to push your career to the next level, introduce yourself by submitting your resume.

Key responsibilities include:  

  • Review of Public Communications

    • Review public communications (including but not limited to firm’s social media activity) for compliance with securities laws, rules, regulations, firm policies, and industry best practices

  • Provide guidance on social media program

    • Provide benchmarking and advice on BBH’s social media program, policy and procedures.

    • Provide social media Compliance training to prospective social media business users

    • Work with marketing team and social media business users to support the firm’s social media initiatives

  • Provide ad hoc general support to the Compliance Team

Qualifications:

  • Bachelor’s degree preferred

  • 2+ years of Compliance experience 

  • Experience with marketing material review preferred (including, but not limited to, review of communications related to mutual funds, private funds, custody services, and investment advisory products and services)

  • Familiarity with public communications rules and industry best practices for social media communications

  • Excellent verbal, written, and interpersonal skills

  • Strong experience with Microsoft Office Suite

What We Offer:

  • A collaborative environment that enables you to step outside your role to add value wherever you can

  • Direct access to clients, information and experts across all business areas around the world

  • Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm

  • A culture of inclusion that values each employee’s unique perspective

  • High-quality benefits program emphasizing good health, financial security, and peace of mind

  • Rewarding work with the flexibility to enjoy personal and family experiences at every career stage

  • Volunteer opportunities to give back to your community and help transform the lives of others

We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.

   

Salary Range

$60k - $70k base salary + annual bonus target

BBH’s compensation program includes base salary, discretionary bonuses, and profit-sharing. The anticipated base salary range(s) shown above are only for the indicated location(s) and may differ in other locations due to cost of living and labor considerations. Base salaries may va

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Company

Brown Brothers Harriman

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