Managing Director - Head of Equities & Compliance Technology and Front Office - Middle Office Transformation

The Asset Management Application Development Leader manages a department or small unit that includes multiple teams led by Managers and/or Team Leaders that completes the analysis, programming and configuration of IT Systems Software. This job coaches team members on best methods of software development and operational goal setting. Working with the leadership team, this job provides team and project leadership for software development activities.

Key Responsibilities and Duties

• Manages performance of team through regular, timely feedback as well as the formal performance review process to ensure delivery of exceptional products and engagement, motivation and development of team.
• Defines scope and objectives for software development team goals.
• Reviews the configuration, customization, diagnosis and enhancements of the operating systems software.
• Communicates and implements the strategic direction of the operation.
• Approves the development and implementation of new products, processes and operational plans.
• Provides the highest level of advice and recommendations to maximize the outcomes of development investments.
• Interviews candidates for open roles within the team and provides recommendations throughout hiring process.
• Collaborate with IT partners to devise capacity plan and ensure appropriate infrastructure for the end to end system delivery.

Educational Requirements

• University (Degree) Preferred

Work Experience

• 8+ Years Required; 10+ Years Preferred

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
10PL

Managing Director - Head of Equities, Compliance Tech and Front Office-MOT 

 

Position Overview 

We are seeking an exceptional Managing Director to lead our Equities and Compliance Technology division, overseeing the strategic development and implementation of technology solutions that support front office research, portfolio management, and trading operations while ensuring comprehensive regulatory compliance.  

Given the firm's stewardship of over $550 billion in equity and derivative assets under management, this Managing Director position represents a mission-critical leadership role essential to preserving operational excellence while driving strategic business advancement. The successful candidate will be instrumental in ensuring robust technological infrastructure that supports continued growth and competitive positioning for Nuveen. 

The Managing Director will be accountable for technology solutions that directly impact investment performance, risk management, and client service delivery across this substantial asset base, making this role fundamental to the firm's continued success and market leadership position. 

Key Responsibilities of the Role 

Strategic Leadership 

Drive the technology strategy for equities trading, research, and compliance functions, aligning with business objectives and regulatory requirements. Lead cross-functional initiatives to enhance operational efficiency and maintain competitive advantage in rapidly evolving financial markets. 

Technology Oversight 

Oversee the architecture, development, and maintenance of mission-critical trading platforms, portfolio management systems, and research tools. Ensure seamless integration between front office applications and compliance monitoring systems to support real-time decision-making and risk management. 

Compliance Integration 

Partner closely with compliance and risk management teams to implement robust technological solutions that support Portfolio Compliance, re