Compliance Reporting and Data Analytics Associate Director

Are you ready to make an impact at DTCC?  

Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets.  We're committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact.  We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.

Pay and Benefits:

• Competitive compensation, including base pay and annual incentive
• Comprehensive health and life insurance and well-being benefits, based on location
• Pension / Retirement benefits 
• Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
• DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee). 

The impact you will have in this role:

Being a member of the Governance and Compliance Team, the Compliance Reporting and Data Analytics Associate Director will support the global Compliance function at DTCC. The candidate will be responsible for driving enhancements to the program through automation and application of industry-recognized practices and validating scenarios, rules and thresholds used within compliance monitoring tools for continuous improvement and optimization. The candidate will also be responsible for reporting to Management and Board Committees on compliance performance to support the organization’s adherence to its regulatory requirements, internal standards, and legal and regulatory compliance risk tolerance.  

Your Primary Responsibilities:

• Manage the collection and quality assurance of management information reported in compliance management dashboards.  
• Develop and maintain compliance dashboards and automated workflows using Power BI and Power Automate.
• Lead efforts to enhance existing dashboards by optimizing queries, connections, and models to improve performance. 
• Create interactive reports and use visualizations to improve executive decision making. 
• Function as an SME on business intelligence tools by engaging with stakeholders to document business requirements, troubleshoot errors, and deliver solutions under limited supervision. 
• Identify opportunities for ongoing compliance program enhancement using automation, AI, and advanced predictive analytics tools. 

**NOTE:  The Primary Responsibilities of this role are not limited to the details above. **

Qualifications:

• Minimum of 6 years of related experience 
• Bachelor's degree required 

Talents Needed for Success:

• Experience developing advanced management dashboards and tools using business intelligence tools (Power BI, Power Automate, and/or Tableau) required 
• Strong knowledge of SQL or DAX, data analysis, and advanced Microsoft Office (Excel, PowerPoint) capabilities  
• Excellent analytical, critical thinking, and problem-solving skills with high attention to detail required  
• Background in the financial services industry preferred 

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

 

DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry’s needs and we’re working to continually improve the world’s most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.
DTCC