Associate, Operational Risk Manager

Job Title:             Operational Risk Manager

Corporate Title:   Associate

Division:              Group Risk Management

Location:             Hong Kong

SFID:                   9119

 

Company overview

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

 

Department overview:

The management of operational risk is a key business priority for Nomura and is vital to the successful delivery of the firm’s strategy. The AEJ Operational Risk Team is an independent risk management group (second line of defence) overseeing and ensuring risk management at the Firm level.

 

Role description:

The Associate Operational Risk Manager is responsible for supporting the implementation and maintenance of the operational risk management framework within the organization. This role helps identify, assess, monitor, and mitigate operational risks across various business units.

 

Other duties include:

 

Risk Assessment & Monitoring

• • Assist in conducting risk assessments and identifying potential operational risks.
  • Monitor key risk indicators (KRIs) and risk metrics.
  • Support the development and maintenance of risk registers.
  • Participate in risk control self-assessments (RCSAs).

 

Reporting & Documentation

• • Prepare regular operational risk reports for senior management.
  • Document risk incidents and near-misses.
  • Maintain operational risk documentation and procedures.
  • Track and report on risk mitigation activities.

 

Process Improvement

• • Support the development and implementation of risk management policies and procedures.
  • Identify areas for process improvement and control enhancement.
  • Assist in implementing risk mitigation strategies.

 

Stakeholder Management

• • Collaborate with business units to identify and assess operational risks.
  • Provide guidance on risk management practices to stakeholders.
  • Support training initiatives related to operational risk management.
  • Liaise with internal audit and compliance teams.

 

Requirements:

• Minimum Degree from an accredited University.
• Minimum of 4 years of experience in risk management or control function within an investment bank.
• Experience and understanding of operational risk management principles and frameworks along with regulatory requirements and industry standards.
• Pro