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Internal Audit - Platform Solutions, Consumer Compliance, Vice President - New York

Goldman Sachs
New York City, United Statesfull_timeVerifiedPosted 29 Feb 2024
💰 $250,000/yr($115,000/yr$250,000/yr)

About the role

General Responsibilities:

  • Develop and maintain an in-depth understanding of consumer banking business areas, its products, and supporting functions
  • Assist in every step of an audit including scoping, planning, fieldwork and reporting
  • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment
  • Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
  • Follow-up on open audit issues and their resolution
  • Assist in the audit team’s continuous monitoring effort to cover market and regulatory events, business and technology updates and audit/reviews completed
  • Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure

General Skills and Experience:

  • Team-oriented with a strong sense of ownership and accountability
  • Strong leadership, interpersonal, and relationship management skills
  • Strong verbal and written communication skills
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • Solid analytical skills

Consumer Banking Team Specific Skills and Experience:

  • Approximately 12+ years of experience in internal audit, or a related control function in retail banking including credit card, lending and deposit
  • Understanding of key regulations and current regulatory developments relevant to consumer protection and banking products and services (e.g., UDAAP, Fair Lending) 
  • In-depth knowledge of consumer banking products and consumer compliance
  • Strong understanding of compliance program components, risks and controls
  • 4-year degree in finance and business
  • Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, CAMS, FRM, CRCM) is a plus
  • Experience with Data Analytics is a plus
  • Experience in managing integrated business and technology audits 

Salary Range
The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.

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Company

Goldman Sachs

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