Sr Audit Manager - Financial Crimes - Issue Validation

Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$119,110 - $193,550 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. 

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Audit

Job Description:

The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or division wide.

Depth & Scope

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
• May support audits for a particular business, function or project as a subject matter expertise
• Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and/or global business lines
• Directs, oversees, plans and executes efficient and effective audits to ensure appropriate coverage for areas of expertise
• May leads and execute audits and has an overall responsibility for the completion of the audit
• Evaluates internal and external risks for assigned business lines
• Communicates recommendations and process improvements to management in area(s) of expertise
• Monitors business line projects
• May contribute to, and/or review, area(s) of expertise in the final audit report following CAE review and approval
• Provides meaningful recommendations to audit procedures and programs
• Completes Post Audit Feedback Form for self
• Communicates status and escalate issues
• Clears review notes following each review
• Participates in post-audit critique meeting
• Participates in completion of the quarterly Control Dashboard process
• Reviews reports from QA team, peer reviews and Regulator feedback and makes necessary enhancements, as required
• Contributes to completion of the annual RAP and Annual Audit Plan for assigned area(s)
• Key member in Centers of Excellence
• Participates in continuous monitoring/call program
• May participates on or leads various projects/ division initiatives as needed
• Demonstrates TD leadership Core Values
• Recognizes team members' contributions
• Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc.

Education & Experience:

• Undergraduate degree required
• 10+ years of relevant experience

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Accountability
N/A
Travel
Domestic Travel: Frequent 34-66%
International Travel: Never 0%

Physical Requirements
Performing multiple tasks: Continuous 67-100%
Operating standard office equipment: Continuous 67-100%
Responding quickly to sounds: Occasional 1-33%
Sitting: Continuous 67-100%
Standing: Occasional 1-33%
Walking: Occasional 1-33%
Moving safely in confined spaces: Occasional 1-33%
Lifting/Carrying (under 25 lbs.): Occasional 1-33%
Lifting/Carrying (over 25 lbs.): Never 0%
Squatting: Occasional 1-33%
Bending: Occasional 1-33%
Kneeling: Never 0%
Crawling: Never 0%
Climbing: Never 0%
Reaching overhead: Never 0%
Reaching forward: Occasional 1-33%
Pushing: Never 0%
Pulling: Never 0%
Twisting: Never 0%
Concentrating for long periods of time: Continuous 67-100%
Reading, writing and comprehending instructions: Continuous 67-100%
Adding, subtracting, multiplying and dividing: Continuous 67-100%

Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, t