Senior Field Supervision Director- Complex Products Supervision

Position Type

Home Office

Position Schedule

Full-Time

EEO Statement

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

Posting Location

Missouri, St. Louis

Company Description

Join a financial services firm where your contributions are valued.  Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging. 

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career. 

View our Purpose, Inclusion and Citizenship Report.

¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.
 

External Flexible Work Option(s)

Hybrid

Awards and Accolades

At Edward Jones, we are building a place where everyone feels like they belong.  We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

Country

United States

Search Headquarters Positions by Area of Interest

Regulatory and Compliance

Position Requirements

 

• FINRA Series 7 license is required; held for a minimum of one year.
• FINRA Series 66 license or equivalent is required.
• FINRA Series 24 license is required.
• FINRA Series 9 & 10 (or equivalent) are required.
• Life and Health Insurance License is required
• Leadership, analytical, investigative, and decision-making skills are required.
• Extensive knowledge of different product types available both available throughout the industry and firm
• Broad knowledge of products, supervisory systems, firm policies, and industry rules and regulations
• Must demonstrate strong conflict-management, problem solving and independent decision making skills
• Highly organized, collaborative, adaptable to change and excited to continually learn in a dynamic organization
• Excellent verbal and written communication skills

 Preferred Experience:

• Bachelor's degree or equivalent industry experience.
• 6 years of industry experience or 4 years of supervisory experience, compliance oversight, or risk management.
• FINRA Series 4 
• Professional certification or designation (examples: CFA, CFP, ChFC, CAIA, CIMA)
• Demonstrated success in Compliance oversight, risk management, or supervisory related role
• Previous supervisory experience with complex products such as: alternatives, structured products, derivatives or derivative based products
• Adept at analyzing and creatively solving ambiguous matters that are often complex

Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.

Salary Information

Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity