KYC/Client Due Diligence Manager

Employer:             DWS Group

Title:                      Client Due Diligence Manager

Location:               Jacksonville, FL

Job Code:              #LI-LV2 #LI-02

About DWS:

Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change.

Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment.

We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’.

As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients’ financial future. And in return, we’ll give you the support and platform to develop new skills, make an impact and work alongside some of the industry’s greatest thought leaders. This is your chance to achieve your goals and lead an extraordinary career.

This is your chance to invest in your future.

Read more about DWS and who we are here.

Team / Division Overview

 The Client Due Diligence (CDD) Team operates as part of Client & Investment Monitoring (CIM) within the DWS CAO Division. The team has a global footprint and plays a vital role in supporting the Client Coverage Division, ensuring that all new client onboardings and ongoing regular or event-driven reviews comply with regulatory AML/S&E requirements and internal policies.

The team collaborates with multiple stakeholders, including Client Coverage, Anti-Financial Crime, Client Onboarding, Legal, and other stakeholders, to implement DB/DWS’ Anti-Money Laundering (AML), Know Your Client (KYC) and Sanction & Embargo (S&E) processes.

Role Details  

As a/an CDD Manager, you will (be):

• Review and verify client documentation, including legal and corporate documents, to identify discrepancies or potential risks. 

• Perform enhanced due diligence (EDD) on high-risk client relationships, ensuring that all identified risk-factors are well-documented and escalated as necessary. 

• Maintain accurate and up-to-date records of all KYC-related activities, findings, and supporting documents in compliance with audit and regulatory standards. 

• Monitor ongoing client relationships by conducting periodic reviews and event-driven refreshes to ensure continued compliance with KYC requirements. 

• Collaborate with internal stakeholders, such as Client Coverage & Anti-Financial Crime to address KYC-related inquiries and resolve complex cases. 

• Stay up-to-date on changes in AML/KYC regulations and ensure implementation of new requirements in the processes. 

• Provide guidance and mentorship to junior team members to enhance the team's overall expertise and performance. 

• Support in handling ad-hoc requests as well as in the context of projects, audits, and initiatives

We are looking for: 

• A minimum of 3-5 years of experience in a KYC, AML, or compliance-related role within the financial services industry. Previous experience with client due diligence processes in an asset management firm is highly desirable. 

• Regulatory Knowledge: Strong understanding of global AML/KYC regulations, including FATF recommendations, the USA PATRIOT Act, and local compliance requirements. 

• Analytical Skills: Proven ability to analyse complex client structures, identify potential risks, and provide actionable insights for mitigating such risks. 

• Attention to Detail: Exceptional attention to detail to ensure accuracy and compliance in all aspects of KYC reviews and documentation. 

• Communication Skills: Excellent verbal and written communication skills, with the ability to interact effectively with internal stakeholders and external clients. 

• Problem-solving Ability: A proactive mindset and strong problem-solving skills to address challenges and find effective solutions promptly. 

• Technical Proficiency: Familiarity with KYC-related tools and sys