AREA FINANCIAL MANAGER - SES - 43004697

Requisition No: 839389 

Agency: Office of Financial Regulation

Working Title: AREA FINANCIAL MANAGER - SES - 43004697

 Pay Plan: SES

Position Number: 43004697 

Salary:  $80,000.00 - $90,000.00 

Posting Closing Date: 10/31/2024 

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*****OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY*****

DIVISION: SECURITIES

BUREAU: ENFORCEMENT

CITY: FLEXIBLE

COUNTY: FLEXIBLE

 

The Office of Financial Regulation (OFR) is responsible for licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies, including state-chartered banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money transmitters throughout the state of Florida.

 

The OFR operates from five (5) office facilities throughout the state of Florida, including Tallahassee (Headquarters), Miami, Orlando, Tampa, and West Palm Beach. The OFR may consider any of these office locations as the primary reporting office location.

 

The OFR is a professional office environment with a public service-driven mission.

 

SPECIAL NOTES:

 

Requirement:

Four (4) or more years of professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies, insurance companies is required. A bachelor’s degree from an accredited college or university may substitute for the required experience.

 

Preferences:

• A bachelor’s degree or master’s degree from an accredited college or university with a major course of study in compliance, accounting, finance, economics, business, insurance, or risk management and individuals with a juris doctor degree from an accredited law school.
• Two (2) years or more of professional experience managing people.
• Three (3) or more years of recent professional experience in analyzing, investigating, examining, or auditing within the securities, banking, and insurance industries or similar experience in another financial services industry subject to complex review, including similar experience within federal, state, or local government.
• Three (3) or more years of professional experience working in risk management, compliance, operations, or the front office of an investment adviser or broker-dealer.
• Individuals who hold or have held securities industry licenses, regulatory compliance certifications, or other relevant designations, including but not limited to, Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (ACAMS); and/or a Certified Public Accountant (CPA) designation.

 

This position requires approximately 25-50% frequent/overnight travel and a valid Driver’s License.

 

This position requires a security background check, including fingerprint as a condition of employment.

 

The anticipated annual salary range will be from $80,000.00 to $90,000.00. The salary may be commensurate with experience.

 

Employees of the Department of Financial Services are paid on a monthly pay cycle.

 

 

Responses to qualifying questions must be clearly supported by the state application and any omission, falsification, or misrepresentation in the answering of the qualifying questions will be cause for immediate elimination from the selection process.

 

Visit our website at https://www.flofr.gov/sitePages/CareerOpportunities.htm to learn more about the excellent benefits available to OFR employees, including:

 

• Flexible work schedules for most positions.