Staff Auditor

Overview of Position

The Auditor is responsible for the understanding and evaluation of the internal control and risk environment within Assurant, Inc. as assigned and includes (but not limited to) the following objectives:

• Participate on audit teams and perform control testing in compliance with established audit methodology while meeting all organizational and professional ethical standards.

• Participate in Internal Audit professional practice activities to improve the department’s ability to fulfil its charter.

What will be my duties and responsibilities in this job?

Participate in Audit Projects (up to 85%)

The primary function of this role is to participate on audit projects that identify risk, evaluate internal controls and report key findings for assigned business areas, and assess their impact to Assurant’s mission, strategy, and related business objectives. Specific tasks include but are not limited to the following:

• Perform risk-based audits through all phases of the audit including planning, testing, and providing written reports of key findings 

• Use knowledge of finance, insurance industry & finance regulations, process management, general business, and subject matter expertise (IT, Data Analytics, etc.) to help Assurant business leaders manage risk

• Understand, recognize, and communicate key performance drivers, business trends, and emerging financial, technical and industry developments

• Participate in Assurant’s annual risk assessment and audit planning

• Follow up on recommendations that help Assurant’s business leaders manage risk

• Work with and support external auditors as required

• Follow professional standards and IAS methodologies, policies, procedures, and best practices to ensure product quality

• Communicate effectively with all levels of management and staff through written reports and oral presentations

• Develop an understanding of Assurant Businesses and maintain awareness of significant industry, regulatory and business changes across the organization and their potential impact on the established control environment

• Pursue professional development opportunities and share lessons with colleagues

SOX / MAR / External Auditor Assistance

The role may require the individual to support and/or coordinate SOX/MAR compliance or PWC Assistance activities through the execution of testing and communication to management.  Specific tasks include but are not limited to the following:

• Participate in the development, review and implementation of test documentation, control narratives, procedures, and control testing.

• Work with and support external auditors as required.

• Review documentation for quality, consistency, and relevance.

• Assist with State and SEC examinations when required to ensure compliance with regulatory requirements.

• Participate in periodic scoping and account process mapping.

Participate in Professional Practice Activities (up to 15%)

The role may require the individual to participate in professional practice activities to support department development and help ensure that department processes, systems and methodologies effectively and efficiently enable the department to meet its chartered objectives. Specific tasks may include, but are not limited to the following:

• Participate on initiatives, centers of excellence and other team that enhance the quality, methodology and processes of the department

• Assist IAS Leaders in talent management activities aligned with the IIA IPPF

• Participate in Internal Audit Quality Assurance & Improvement Process activities aligned with the IIA IPPF

• Create, maintain, and communicate internal department policies and information using the department SharePoint sites

Travel up to 20%

What are the requirements needed for this position?

Education

• Required:  BS/BA degree (or equivalent) from an accredited college or university (preferably in Business Management, Accounting, Finance, or related field)

Knowledge and Skills

• General business knowledge

• Subject matter expertise in one or more of the following areas:

  • IT & ITGC (change management, logical access, security, IT operations, data privacy, app development, governance, etc.)

  • SOX /SOC / MAR and other regulatory compliance

  • Finance, accounting, actuarial, ERP systems, tax, insurance, claims, etc.