Global Banking & Markets Operations-New York-Associate-Order and Trade Regulatory Operations

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, it’s all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities. 

YOUR IMPACT

Are you looking to join a fast paced team that sits at the nexus between the business and a global department responsible for the creation and submission of non-financial regulatory reporting to regulators?  Our team within Order and Trade Regulatory Operations is seeking a professional who is looking to collaborate with business stakeholders, engineering, Regulators and non-financial regulatory reporting teams for the implementation of upcoming compliance items and day to day oversight of regulatory reporting requirements. 

OUR IMPACT

Operations is a dynamic, multi-faceted area that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. Operations has a role in every service Goldman Sachs provides and offers its employees the opportunity to impact the organization in a myriad of ways. 

The Regulatory Operations New York team’s mission is to support Regulatory Operations in the production and monitoring of various order and trade reports to ensure the firm meets its regulatory reporting obligations while maintaining accuracy, completeness and timeliness. The Team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, cross regional coverage and new initiative implementation. 

HOW YOU WILL FULFILL YOUR POTENTIAL 

• Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely

• Develop expert knowledge pertaining to securities regulatory requirements, processes and systems for a number of order and trade based Regulatory reports 

• Perform daily analysis on data and pursue problem resolution while improving processes

• Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations 

• Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements 

• Improve current processes, procedures and reports including automation of manual processes 

• Contribute to strategic initiatives from idea creation to implementation, working with various Engineering and team stakeholders

• Define and provide supervisory oversight for comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis 

• Work with Legal, Compliance, Engineering, other Operations groups and various Business units on change programs and issue resolution 

• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations 

• Be flexible to contribute to other activities within the group where necessary, e.g. daily report production 

 

SKILLS & EXPERIENCE WE’RE LOOKING FOR

We are looking for a driven individual who can work on a broad set of regulatory obligations around order and trade reporting. They are expected to be able to learn how to efficiently support the team’s daily time sensitive functions for order and trade non-financial regulatory reporting across multiple jurisdictions.   

Basic Qualifications

• Bachelor’s degree required 

• Analytical thinker with the ability to generate innovative ideas and translate strategy to execution 

• Problem solving and documentation skills with an ability to understand complex workflows

• Preferred experience with securities trading flows, regulatory obligations and project/JIRA management 

• Candidate must be proactive, ent