Manager, Risk & Control, US Internal Control

 

 

 

Requisition ID: 228365

 Salary Range: 76,500.00 - 142,120.00 

Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

 

Global Banking and Markets 

 

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. 

 

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.  

 

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries!  We work together to drive ambition for every future! 

Purpose

 

As a valuable team member in the Internal Control group, you will contribute to the success of U.S. Issues Management and Controls Framework.  This position adds value by providing expertise in ensuring effective governance, procedures, and processes within the Internal Controls department. It involves leading and influencing discussions within Scotiabank.

What You’ll Do   

 

• Records and Issue Management
  • Work with issue owners and Issue Coordinators ensuring issues are well documented with clear action plans
  • Creating and maintaining dashboards and reports for senior management and executive committees.  
  • Support and maintain U.S. Records Inventory supporting the Bank’s compliance with the applicable regulatory requirements
• Regulatory and Controls
  
  • Enhance controls for optimal effectiveness and efficiency by ensuring adherence to governance frameworks, policies, and regulations 
  • Work with stakeholders in identifying and addressing underlying causes of control breakdowns or instances where controls are inadequate
  • Ensure that activities for Internal Controls are aligned with the Bank’s risk appetite and culture
  • Support the maintenance and oversight of critical activities as they arise (End User Computing (EUC), Business Growth Strategy deliverables relating to Internal Controls, etc.)   
• Internal Control Governance
  • Lead, coordinate and complete ad-hoc requests related to Internal Controls from internal and external stakeholders.
  • Prepare regular internal control status reports to senior management
  • Review, update, and maintain policies and procedures. 
    
    
    

What You’ll Bring 

 

• Experience with non-financial risks, controls, and regulatory compliance within Capital Markets businesses
• Communication: Strong executive writing skills, proof reading and editing and presentational skills.
• Microsoft Office: Expert in Word, PowerPoint, and Excel. With knowledge of business intelligence/automation tools
• Organization & Project Management:  Efficiently manages multiple high-priority tasks with strong organizational skills.
• Research & Insight:  Analytical thinker with a keen ability to gather and synthesize information.
• Stakeholder Relationships: Skilled in building and managing relationships, including with Senior Executives.
• Leadership:  Demonstrate significant maturity, credibility and sound judgment in dealing with senior man