Senior Analyst, Supervision

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready to take the next step, discover what’s possible with LPL Financial.

Job Overview:

The ideal candidate will understand the financial services industry and possess a willingness to operate in a dynamic, fast-paced, collaborative environment. The Senior Analyst will support project & task assignments to assist the Supervision Enablement Team in delivering business results for the Supervision organization. They will regularly exercise excellent business judgment to support high visibility projects. This is a great opportunity for a self-starter looking to support projects and grow in their ability to plan, design, and execute strategic initiatives.

Responsibilities:

The Senior Analyst role will support and collaborate with more experienced colleagues to deliver large-scale solutions across a variety of projects & initiatives.

• Assume responsibility of projects & tasks while advancing skills in execution, project management, and process improvement

• Optimize processes by conducting stakeholder interviews to compile needs assessment, identify requirements, and support solution design 

• Conduct data validation and process testing exercises, identifying defects and proposing solutions or workarounds

• Work cross-functionality to deliver & implement more efficient workflows by combining backend data sources in Alteryx

• Research and resolve unknowns independently by leveraging resources and navigating the organization to obtain information and achieve objectives

• Mentor more junior analysts by providing guidance on technical skills, problem-solving, and potential next steps

• Drive continuous improvement by proposing ways to leverage data aggregation tools, automated workflows, or AI to streamline our team’s ability to operate & execute on our initiatives 

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

• Bachelor’s degree or equivalent industry experience

• 5+ years of experience in financial services industry

• Advanced knowledge of Excel & proficiency in Alteryx or similar reporting/workflow building tools

• Strong analytical, problem-solving, and critical thinking skills

Core Competencies:

• High attention to detail and excellent business judgment with successful track record for working independently

• Resourceful problem solver that is able to adapt to changing priorities

• Ability to multi-task and work well under pressure with commitment to deliver under tight deadlines

• Desire to learn and grow as well as help others learn and grow

• Excellent written and verbal communication skills with ability to present information in differing degrees of detail and form depending on the audience

Preferred:

• Knowledge of Supervision, securities licenses a plus (7, 66/63)

• Prior experience replacing manual workflows by aggregating data to create automated or more efficient solutions

 

Pay Range:

$75,525-$125,875/year

 

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace. LPL supports over 29,000 financial advisors and the wealth-management practices of 1,100 financial institution, servicing and c