Senior Associate, Capital Markets & Risk

Senior Associate, Capital Markets & Risk

Treasury is seeking a Senior Associate who is highly dependable, intellectually curious and can handle pressure to be a key member of Corporate Treasury's Collateral Management team. Collateral Management is responsible for posting/collecting collateral to support several types of programs and transactions such as Derivatives (Uncleared and Cleared), Capital Market transactions, Collateralization of certain funding facilities and specific client deposit programs.  The ideal candidate will possess a risk mindset and has experience in Capital Markets Operations,  Swap Dealer Requirements, Compliance or Audit.

Responsibilities

• Manage the calculation, collection and posting of variation and initial margin / independent amount for derivative transactions in the Collateral Management System

• Ensures collateral posted to Capital One by counterparties is maintained in accordance with applicable regulatory requirements and legal agreement terms, including appropriate segregation, if applicable

• Monitors the internal initial margin threshold with each counterparty to ensure we establish swap documentation timely

• Identifies margin discrepancies, manages valuation dispute process and related reporting.

• Recommend and implement process changes to improve operational efficiency and decrease risks

• Developing and maintaining productive relationships with key internal and external partners

• Support all corporate collateral management programs and daily, monthly and quarterly reporting in accordance with internal controls and policies

• Performs reconciliation of collateral custody accounts

• Support Internal/External Audit requests

• Support ad hoc project-related initiatives 

Basic Qualifications

• Bachelor's Degree or Military experience

• At least 2 years of experience in Audit OR Accounting OR Finance OR Capital Markets OR Treasury OR a combination

Preferred Qualifications

• 3+ years of experience in Capital Markets or Capital Markets Compliance                    

• Experience using G-Suite products 

• Experience coding experience (Python, SQL, etc.)

• Experience demonstrating an understanding of derivatives and mortgage-backed securities 

• Strong communication and analytical skills

• Experience creating presentations and explaining complex information to different audiences 

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $109,000 - $124,400 for Sr. Analyst, Capital Markets & Risk

 

 

 

 

 

 

 

 

 

 

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applica