Consultant, Corporate Compliance

If you're passionate about being part of a diverse organization that enables a Fortune 100 company with nearly $70 billion in annual sales to deliver innovative business solutions with excellence, then Nationwide's Legal team could be the place for you! At Nationwide®, “on your side” goes beyond just words. Our customers are at the center of everything we do and we’re looking for associates who are passionate about delivering extraordinary care.

Additional Job Description 

Skills/Competencies:  

Experience: 

• Typically, 10+ years of proven experience in testing and monitoring. 

• Extensive knowledge of business data and in developing data analytics projects, preferably using the Microsoft power platform. 

• Relevant background knowledge of Private Placements, SEC Rule 38a-1 and state regulations as they apply to Life and Annuities business lines. 

• Familiarity with state and federal regulations, policy provisions, state insurance department rules, and SEC/state securities regulations. 

• Experience with forms approvals in URBO a plus. 

• Familiarity adjusting company processes, forms, and/or procedures to changing state and federal law (Reg Intel) a plus. 

Work Skills: 

• Ability to prioritize large volumes of work and handle multiple matters simultaneously. 

• Skill in interpreting and analyzing statutes, regulations, legislation, and related documents into succinct analysis. 

• Effective risk assessment and implementation of mitigation strategies. 

• Prioritization of work and project tasks, along with evaluating and recommending solutions for compliance and internal process issues. 

Communication: 

• Demonstrates the ability to communicate clearly and confidently with senior leaders, influence decision-making, and represent the organization in critical, strategic discussions. 

• Capability to produce written reports and advise business units on regulatory requirements and changes. 

Collaboration and Adaptability: 

• Proven ability to work effectively within a highly matrixed organization, collaborating with associates at all levels. 

 

NOTE: This individual contributor role follows a hybrid work model, with the possibility of a fully remote arrangement based on business needs and individual circumstances.

#LI-TN1

Job Description Summary

Are you someone who is compelled to “do the right thing?” Are you able to make decisions to ensure regulatory and legal compliance that protects a business and its customers? If you thrive in an environment where you can solve tricky issues and find ways to achieve business goals within the complex, highly regulated insurance industry, we want to know more about you!

We work across the enterprise to help our business partners find ways to work through issues successfully. Nationwide's culture of compliance and passion for providing extraordinary care to its customers makes the Office of Compliance & Ethics a valued partner across the Nationwide enterprise.

As a Compliance Consultant, you will collaborate with our business partners to ensure that business operations are conducted in compliance with regulatory, legal and organizational requirements. You’ll plan, perform and lead various types of compliance reviews with our business partners.

Job Description

Reporting Relationships: