Position Overview

At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a Compliance Program Advisor Senior, you will be within PNC's Risk, Change, Experience & Strategy (RCES) organization.

This position sits in the RCES - Regulatory Compliance Program Office and is responsible for providing advice and guidance regarding PNC’s Corporate & Institutional Bank’s products and services.  The preferred candidate will have experience supporting commercial lending, treasury management, third-party relationships including fintech, and a deep understanding of OCC, CFPB, and state regulations and guidance for regulatory compliance. 
Primary duties include:

- Analyzing complex business processes and providing appropriate advisory support to executives and management
- Identifying applicable compliance risks for new products and services
- Assisting business units in designing appropriate mitigating controls for identified compliance risks
- Developing, documenting, and conducting ongoing monitoring of third-party service providers, partners, and clients
- Conducting compliance risk assessments for supported business units
- Identifying compliance issues and guiding business partners through issue remediation
- Assisting with regulatory exams, internal audits, and other third-party reviews
- Reporting on compliance risk to senior management, committees, and working groups
- CRCM, CERP, CAMS or other professional designation highly recommended

This is a remote position. Work may be performed from a quiet, confidential space in a home location, approved by PNC. This position may not be available in all geographic locations.

Job Description

• Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices.
• Serves as a trusted advisor to business leadership on compliance matters. Provides resolutions to manage and mitigate the identified risks.
• Works collaboratively with partners in the line of business, legal, audit and other risk disciplines across the organization.
• Proactively identify and raise compliance concerns as they relate to key business initiatives. Draws on industry knowledge related to current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.
• Communicates and socializes compliance program objectives to senior business partners. Independently challenges analyses and formulates insightful recommendations.
• Reviews compliance reports to identify deeper issues and common themes. Escalates issues through proper governance channels as needed, and recommends corrective action plans. Mentors and coaches junior staff on report analysis techniques as applicable. Updates and implements new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements.

PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be:

• Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.
• Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.

Qualifications

Successful candidates must demonstrate appropriate knowledge, skills, and abilities for a role. Listed below are skills, competencies, work experience, education, and required