Associate Analyst Operations

Job Summary
The Associate Analyst will be responsible for providing support to the Operations team in their daily functions. This role includes but not limited to; assisting with internal & external customer service, working on projects as assigned, monitoring workflows, reporting, filings, documentation, training new staff members, and other various duties as needed. The ideal candidate will have strong organizational skills and a willingness to learn new tasks quickly while also being able to work independently or within a team environment.  

Responsibilities
• Assisting with client/customer service requests, inquiries, and issues.
• Monitor workflows to ensure all processes are followed correctly.
• Respond to phone calls and emails regarding general questions and concerns.
• Utilize technology systems to resolve client needs and perform daily operations.
• Coordinate with different departments to help clients and provide resolutions.
• Participates in cross-functional teams to address operational challenges.
• Develop knowledge of products, services, and industry regulations.
• Complete required compliance trainings and adhere to firm policies and procedures.
• Process account maintenance, system changes, and documentation.
• Assist with the onboarding process for new clients.

Qualifications
• Bachelor’s degree preferred or equivalent experience.
• Excellent communication skills both written and verbal.
• Ability to multi-task and prioritize daily workload.
• Strong attention to detail and accuracy.
• Demonstrated ability to take ownership of problems and lead problem resolution.
• Knowledge of Microsoft Office Suite (Word, Excel, Outlook).
• Self-motivated and organized individual who can thrive in a fast-paced environment.

 

Pay Range:

$20.23-$33.71/hour

 

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Why LPL?

• Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!

• Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!

• Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!

• Impactful Work: Our size is just right for you to make a real impact. Learn more here!

• Commitment to Equality: We support workplace equality