Manager, Business Line Risk Management

Role Summary

Supports the effectiveness of the risk function within a business line. Applies advanced understanding of the design and operating effectiveness of internal controls to advise the business line on executing the risk program

Responsibilities:

• Leveraging strong knowledge of business line, evaluates existing processes, identifies control gaps, and recommends treatments for any gaps found within a business line. Develops reports and delivers these to management.

• Monitors compliance across the business line. Reports risks caused by business activities to senior staff. Evaluates potential courses of action to address complex issues identified and recommends solutions.

• Works with internal auditors when assigned business line is audited and reports on treatment of control gaps that are being put in place.

• Manages and coordinates updates to common language sections in the reporting and ensures alignment to other reporting groups and regulatory framework. Ensures consistent and appropriate presentation of content within reports.

• Contributes to efforts to develop a strong organizational risk culture and applies risk management techniques to assigned business line.

• Monitors and oversees SOX Compliance program working with business stakeholders and external auditors

Qualifications:

Required :

• Bachelor's degree or the equivalent combination of education and relevant experience AND

• 5+ years of total relevant work experience

• SOX and/or financial reporting knowledge

FINRA Requirements

FINRA licenses are not required and will not be supported for this role.

Work Flexibility

This role is eligible for hybrid work, with up to two days per week from home.