IB Compliance Programs, Swaps Dealer Regulatory Governance

City

Chicago, London, New York

Job Type

Full Time

Country / State

United Kingdom, United States - Illinois, United States - New York, United States - Washington

Function Category

Compliance

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You’ll be working in the Swap Dealer Regulatory Governance team, within Investment Bank Compliance & Operational Risk Controls (IB C&ORC)
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion.
It strengthens our business and brings value to our clients.

Your expertise

• ideally, degree in finance, economics, business administration or numerical discipline, M.B.A. or other relevant advanced degree a plus
• 10+ years of experience in the financial services industry, in-house audit at a financial institution or examination experience at a financial industry regulator a plus
• knowledge of swaps and security-based swaps products and markets
• knowledge of U.S. SEC SBSD or CFTC Swap Dealer laws and regulations
• detail-oriented, accurate and able to drive tasks to closure

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Salary information

US Only: The expected salary range for this role is $207500 to $282500 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.