Business Management Senior Analyst, AS

Employer:             DWS Group

Title:                      Senior Business Management Analyst – Governance & Controls

Location:               New York City

Job Code:              #LI-LV2 #LI-02

About DWS:

Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change.

Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment.

We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’.

As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients’ financial future. And in return, we’ll give you the support and platform to develop new skills, make an impact and work alongside some of the industry’s greatest thought leaders. This is your chance to achieve your goals and lead an extraordinary career.

This is your chance to invest in your future.

Read more about DWS and who we are here.

Role Details  

As a/an Senior Business Management Analyst, you will (be):

• Support the development and implementation of procedures and controls to ensure compliance with regulations, internal DWS Policies, and audit findings. Coordinate with the businesses to ensure that procedures documents are updated annually and accurately represent business operations and key controls.

• Conduct ongoing monitoring of the operating effectiveness of key controls through quarterly control testing and prepare management reporting of results.

• Support the completion of business requirements with a regulatory focus, including preparation of US regulatory filings (e.g., annual ADV updates, including Part 2B updates and distribution), Americas investment management delegation reporting, business continuity testing, error and breach root cause analysis (including resolution and control enhancement), and vendor governance oversight).

• Support the maintenance of the DWS Americas Investment Division control inventory and process inventory.

• Support the provision of responses for client requests / questionnaires related to regulatory and control matters.

We are looking for: 

• 2+ years of professional or equivalent experience ideally in Compliance, Regulatory, and/or Risk & Control Evaluation An understanding of regulations affecting Registered Investment Advisers (e.g., Investment Advisers Act)

• Experience in the following roles would be beneficial (although not required): Compliance Advisory, Compliance Control Testing, Operational Risk Management, Internal Audit, Public Accounting - Audit, Regulatory Change / Implementation, Risk & Control Evaluation 

• Highly motivated

• Excellent communication skills – written and verbal

• Knowledge of Excel, PowerPoint, and flowcharting tools

License(s) required:

• N/A

What we’ll offer you:

At DWS we’re serious about diversity, equity and creating an inclusive culture where colleagues can be themselves and it’s important to us that you enjoy coming to work - feeling healthy, happy and rewarded. At DWS, you’ll have access to a range of benefits which you can choose from to create a personalized plan unique to your lifestyle. Whether you’re interested in healthcare, company perks, or are thinking about your retirement plan, there’s something for everyone.

The salary range for this position in is $80,000 to $120,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration.

At DWS, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emot