Internal Audit - Assurance Oversight

Who We Are:
Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We believe that blockchain and digital asset innovation will transform how value moves through the world – and we’re building the products and services to make that future a reality.
 
Our institutional digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization technology. We also invest in and operate cutting-edge data center infrastructure to power AI and high-performance computing, addressing the growing demand for scalable energy and compute in the U.S.
 
We work at the intersection of finance and technology, helping institutions, startups, and developers navigate a digitally native economy. Led by CEO and Founder Michael Novogratz, our team blends deep crypto expertise with institutional experience and a shared commitment to shaping the future of Web3 and AI.
 
Galaxy is headquartered in New York City, with offices across North America, Europe, the Middle East, and Asia.
 
To learn more about our businesses and products, visit www.galaxy.com.

What We Value:

We are a diverse team of free thinkers, and fast movers united to help investors and creators energize the global economy. We are looking for individuals who thrive in a culture of builders and overachievers and embrace high performance, transparent feedback, and a mission-first approach. Our culture shapes our way of working and gets us where we want to be.

• Seek Excellence.
• Be Selective To Be Effective.
• Be Highly Aligned, Loosely Coupled.
• Disagree Transparently.
• Encourage Independent Decision-Making.
• Build Dream Teams.

Who You Are:

As part of the Internal Audit team, this role will be responsible for overseeing the execution of regulatory-related independent audits and management of the organization’s SOC report portfolio. They will enact processes and perform internal testing to ensure effective control performance for the various targeted audits they will plan and execute. They will also be responsible for SOC coordination between the business and external SOC auditor and delivery of related activities. This person should be comfortable working in a fast-paced environment and self-driven to deliver quality outcomes, as they will be working directly with relevant business leaders and external auditor(s).

What You’ll Do:

• Plan and execute the various regulatory required annual independent audits/reviews over our Swap Dealer
• Assist businesses with defining the report’s scope and assessing controls readiness for their year 1 SOC reports, inclusive of process documentation, controls identification and control design assessments
• Assist with drafting of SOC reports, including system descriptions, process narratives, control descriptions and related documentation
• Collaborate with process and control owners in various businesses to evaluate the design and effectiveness of SOC controls and risk mitigation in place or needed
• Identify and document control gaps and deficiencies and assist owners with adequate remediation
• Maintain documentation of Galaxy’s Swap Dealer and SOC control environments, including risk assessments, risk and controls matrix, testing approaches, execution plans, and results
• Coordinate with external auditors and regulators throughout the testing and reporting lifecycle
• Track status of the program and issues identified, and report to the Head of Enterprise Risk & relevant business leaders
• Provide support to the broader Internal Audit team initiatives as needed

What We’re Looking For:

• At least 6 years of experience managing and auditing SOC1 reports for service organizations in the financial services and/or digital assets industries and designing, leading, and executing targeted internal audits or regulatory reviews
• Knowledge of CFTC, or similar, regulatory framework and experience auditing organization’s Risk Management Programs, Business Continuity & Disaster Recovery, and Swap Trading Relationship Documentation
• A demonstrated ability to manage multiple teams with competing priorities and meet tight deadlines while delivering high quality work products
• Deep knowledge of risk & controls and technology
• Ability to work effectively both individually and in a team environment
• Strong appetite for problem solving in a nascent industry and a high-growth business
• Excellent communication and critical thinking skills
• High level of proficiency with Excel and Visio