Team Leader - Risk & Control
Edward JonesAbout the role
Position Type
Home Office
Position Schedule
Full-Time
EEO Statement
Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
Posting Location
Missouri, St. Louis
Company Description
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
1Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.
External Flexible Work Option(s)
Hybrid, Onsite
Awards and Accolades
At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones
Country
United States
Search Headquarters Positions by Area of Interest
Investment Products and Strategy
Position Requirements
What You'll Need
- Bachelor’s degree or equivalent work experience.
- 7+ years of professional experience within financial services, risk management, governance, compliance, audit, or related control functions.
- 5+ years of experience related to risk management, business operations, or control execution.
- Prior people leadership experience with direct management responsibility.
- Demonstrated experience applying Enterprise Risk Management frameworks within a First Line of Defense.
- Experience identifying, assessing, managing, and escalating risks, including issue management and remediation oversight.
- Working knowledge of Governance, Risk, and Compliance (GRC) tools and risk reporting methodologies.
- FINRA Series 7 license, or ability to obtain within 12 months of hire.
- Advanced degree (MBA or equivalent).
- Professional risk or finance certifications (e.g., CRISC, CRCM, CPA, CIA, FRM).
- Direct experience supporting Wealth Management, advisor‑led, or field‑based distribution models.
- Experience leading or presenting in risk governance, executive committees, or regulatory forums.
- Prior experience working closely with Second Line of Defense risk functions.
- Knowledge of regulatory expectations applicable to Wealth Management and Field Management businesses.
**Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week effective June 1, 2026. Before June 1, 2026, candidates that live within a
Apply for this role
Generate a tailored application kit with a matched cover letter, interview prep, and CV highlights — in under 60 seconds.
Apply Now →Generate Application KitFree account required — sign up in 30s